Following publication of the CRA Principles, IOSCO decided to develop a more specific and detailed code of conduct giving guidance on how the Principles could be implemented in practice. This Code of Conduct Fundamentals for Credit Rating Agencies is the fruition of this exercise.
Financial Regulation and Supervision
These guidelines provide a framework for licensing regulations and the assessment of licensing applications from pension entities.
1 November 2007
This document sets out principles related to two important topics in the implementation of the Advanced Measurement Approaches (AMA) for operational risk under Basel II.
1 November 2007
This document sets out principles for valuing the investment portfolios of hedge funds that are designed to mitigate the structural and operational conflicts of interest that may arise between the interests of the hedge fund manager and the interests of the hedge fund.
1 March 2007
These principles provide guidance to securities regulators who are developing or reviewing their regulatory disclosure regimes for cross-border offerings and listings of debt securities.
1 February 2007
The objective of the IAIS MMoU is to provide a tool for supervisors by establishing a formal basis for cooperation and information exchange between Signatory Authorities regarding the supervision of insurance companies where cross-border aspects arise. This is inline with the IAIS' broader objective to encourage cooperation and information exchange amongst insurance supervisors.
1 September 2006
This document presents a number of principles that are intended to support banks and supervisors in interpreting the key use test provisions of the Basel II Framework.
29 August 2006
The document outlines business continuity principles that apply to industry participants and financial authorities.
14 June 2006
This document was issued to provide supervisors with guidance on the prudential supervision of banks' implementation of the fair value option.
This document addresses the question of information sharing between home and host supervisors under the Basel II Capital Framework.