Archives - Financial Regulation and Supervision
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1 December 2008 IOPS Guidelines for the Supervisory Assessment of Pension Funds
The purpose of these guidelines is to provide pension supervisors with general supervisory approaches for the conduct of the supervisory process. -
25 September 2008 Principles for Sound Liquidity Risk Management and Supervision
This document expanded the 2000 Sound Practices for Managing Liquidity in Banking Organisations in a number of key areas by taking into account financial market developments as well as lessons learned from the turmoil. -
1 July 2008 Credit Risk Transfer
The documents review credit risk transfer (CRT) activity on the basis of a number of interviews and discussions with market participants, and include recommendations to improve risk management practices, disclosure, and supervisory approaches for CRT. -
1 May 2008 Code of Conduct Fundamentals for Credit Ratings Agencies
Following publication of the CRA Principles, IOSCO decided to develop a more specific and detailed code of conduct giving guidance on how the Principles could be implemented in practice. This Code of Conduct Fundamentals for Credit Rating Agencies is the fruition of this exercise. -
1 March 2008 OECD/IOPS Guidelines on the Licensing of Pension Entities
These guidelines provide a framework for licensing regulations and the assessment of licensing applications from pension entities.