Archives - Financial Regulation and Supervision
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7 December 2020 Supplemental note to External audits of banks - audit of expected credit loss
The objective of these guidelines is to contribute to the high-quality audits of internationally active banks by communicating supervisory expectations for the audit of ECL estimates and providing questions that banks' audit committees may ask the external auditor. -
16 November 2020 Guidance on Financial Resources to Support CCP Resolution and on the Treatment of CCP Equity in Resolution
This report sets out guidance to support authorities in their assessment of the adequacy of financial resources for central counterparty (CCP) resolution and of the treatment of CCP equity in the context of resolution. -
12 November 2020 FSB virtual workshop on BigTech firms in Emerging Market and Developing Economies
The FSB hosted a virtual workshop on 5 November 2020 to present its work on the financial stability implications of BigTech in finance in emerging market and developing economies. -
12 November 2020 FSB virtual workshop on the use of supervisory and regulatory technology by authorities and regulated institutions
The FSB hosted a virtual workshop on 4 November 2020 to discuss market develops and financial stability implications on the use of supervisory and regulatory technology. -
6 November 2020 Guidance on Risk Management and Internal Control System of Deposit Insurers
This Guidance Paper investigates by means of an extended survey the most recent experiences and practices in risk management and internal control systems of deposit insurers. Guidance is provided on how risk management should be applied within deposit insurers. -
29 October 2020 OECD Recommendation on Financial Literacy
The OECD Recommendation on Financial Literacy presents a single, comprehensive, instrument on financial literacy to assist governments, other public authorities, and relevant stakeholders in their efforts to design, implement and evaluate financial literacy policies -
19 October 2020 Effective Practices for Cyber Incident Response and Recovery
This toolkit sets out financial institutions’ effective practices for cyber incident response and recovery. -
13 October 2020 Regulation, supervision and oversight of “global stablecoin' arrangements
This report sets out high-level recommendations for the regulation, supervision and oversight of “global stablecoin' (GSC) arrangements. -
1 September 2020 Conflicts of interest and associated conduct risks during the debt capital raising process
This Report proposes Guidance to help IOSCO members address the risk of conflicts of interest and associated conduct risks during the debt capital raising process. -
29 June 2020 Application Paper on Liquidity Risk Management
This Application Paper on Liquidity Risk Management provides guidance on the supervisory material related to liquidity risk management in the Insurance Core Principles (ICPs) and the Common Framework for the Supervision of Internationally Active Insurance Groups (ComFrame).