Archives - Financial Regulation and Supervision
-
12 November 2015 Application Paper on the Regulation and Supervision of Captive Insurers
This paper provides guidance to insurance supervisors on the application of aspects of regulation and supervision specifically relevant to captive insurers or reinsurers. -
12 November 2015 Regulatory framework for haircuts on non-centrally cleared securities financing transactions
The regulatory framework for haircuts on non-centrally cleared securities financing transactions (SFTs) is intended to limit the build-up of excessive leverage outside the banking system, and to help reduce procyclicality of that leverage. -
10 November 2015 Standards for the Custody of Collective Investment Schemes’ Assets
This report seeks to clarify, modernise and further develop standards for the custody of "Collective Investment Schemes assets" consistent with the IOSCO Principles, including standards relating to the custody of CIS assets and standards relating to the appointment and ongoing engagement of custodians. -
1 November 2015 High-Level Principles on SME Financing
These Principles provide broad guidelines for the development of cross-cutting policy strategies for SME finance, efforts to benchmark policies and the assessment of current initiatives at the local, national and international levels.