Archives - Financial Regulation and Supervision
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12 November 2020 FSB virtual workshop on BigTech firms in Emerging Market and Developing Economies
The FSB hosted a virtual workshop on 5 November 2020 to present its work on the financial stability implications of BigTech in finance in emerging market and developing economies. -
12 November 2020 FSB virtual workshop on the use of supervisory and regulatory technology by authorities and regulated institutions
The FSB hosted a virtual workshop on 4 November 2020 to discuss market develops and financial stability implications on the use of supervisory and regulatory technology. -
23 November 2018 Recommendations for national supervisors: Reporting on the use of compensation tools to address potential misconduct risk
These Recommendations complement the FSB’s Supplementary Guidance to the FSB Principles and Standards on Sound Compensation Practices by setting out the types of data that can support improved monitoring by supervisory authorities on the use of compensation tools to address misconduct risk in significant financial institutions. -
12 November 2018 Cyber Lexicon
The lexicon comprises a set of approximately 50 core terms related to cyber security and cyber resilience in the financial sector. -
9 November 2018 Insurance Core Principles, Standards, Guidance and Assessment Methodology
The IAIS has issued the Insurance Core Principles (ICPs) as the globally accepted framework for insurance supervision. The ICPs seek to encourage the maintenance of consistently high supervisory standards in IAIS member jurisdictions. A sound supervisory system is necessary for the protection of policyholders and promoting the stability of the financial system and should address the broad set of risks within, and posed by, the insurance sector. -
8 November 2018 Application Paper on Supervision of Insurer Cybersecurity
The Application Paper on Supervision of Insurer Cybersecurity provides further guidance to supervisors seeking to develop or enhance their approach to supervising the cyber risk, cybersecurity and cyber resilience in the insurance sector. -
8 November 2018 Application Paper on the Composition and the Role of the Board
The Application Paper on the Composition and the Role of the Board provides additional guidance on the practical interpretation and application of ICP 5 (Suitability of Persons) and ICP 7 (Corporate Governance), considering particular challenges for achieving effectiveness in supervision of the Board. -
5 November 2018 FSB RCG for the MENA discusses SME financing, the use of SupTech and RegTech, and implementation of the Net Stable Funding Ratio
FSB holds meeting of RCG for the Middle East and North Africa in Istanbul. -
5 November 2018 FSB RCG for Asia discusses management of capital flows, stress tests, cyber security, the use of FinTech to promote financial inclusion and access to trade finance
FSB holds meeting of RCG for Asia in Sydney. -
26 October 2018 Risk-based approach guidance for the securities sector
This non-binding guidance aims to support the design and implementation of the risk-based approach for securities products and services, by providing specific guidance and examples for securities providers and their supervisors.