Archives - Institutional and Market Infrastructure
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1 August 2018 Mechanisms Used by Trading Venues to Manage Extreme Volatility and Preserve Orderly Trading
Recommendations applicable to the establishment, use and on-going monitoring of mechanisms that may be used to manage extreme, including abnormal, volatility, and/or preserve orderly trading. -
21 June 2018 Funding strategy elements of an implementable resolution plan
This guidance covers the development of a resolution funding plan for G-SIBs. It builds on the FSB’s August 2016 Guiding Principles on the temporary funding needed to support the orderly resolution of a global systemically important bank (G-SIB) and existing supervisory and resolution guidance on liquidity risk management and resolution planning. -
21 June 2018 Principles on bail-in execution
This guidance sets out principles for authorities to consider as they develop plans for the effective execution of bail-in resolution strategies for global systemically important banks (G-SIBs). The principles may also be applicable to firms other than G-SIBs to the extent that the application of bail-in powers is envisaged under the authorities’ resolution strategy for those firms. -
8 May 2018 Strategy to reduce the risk of wholesale payments fraud related to endpoint security
A high-level strategy to reduce the risk of wholesale payments fraud related to endpoint security. -
5 April 2018 Regulatory Reporting and Public Transparency in the Secondary Corporate Bond Markets
The recommendations emphasize the importance of ensuring the availability of corporate bond information, both to regulators in the form of reporting and to the public in the form of transparency requirements, thus enhancing pre-trade and post-trade transparency. -
4 November 2017 Guidance on AML/CFT measures and financial inclusion, with a supplement on customer due diligence
The objective of this updated FATF report is to encourage countries to make use of the FATF Recommendations’ flexibility to provide sound financial services to the financially excluded. -
3 November 2017 Guidance on private sector information sharing
This FATF guidance sets out the obstacles related to effective exchange of information between financial institutions, articulates the requirements of the FATF Recommendations in this context and aims to improve effective information sharing. -
1 September 2017 Harmonisation of the unique product identifier – technical guidance
This CPMI-IOSCO report provides technical guidance to authorities to enable them to set rules on assigning uniform global Unique Product Identifiers (UPI) to products involved in OTC derivatives transactions. -
5 July 2017 Recovery of financial market infrastructures
This report is a revision of the October 2014 CPMI-IOSCO report on Recovery of financial market infrastructures, and is intended to further strengthen recovery arrangements for financial market infrastructures. -
1 July 2017 Resilience of central counterparties (CCPs): further guidance on the PFMI – final report
The purpose of this CPMI-IOSCO report is to provide guidance on certain principles and key considerations of the Principles for Financial Market Infrastructures (PFMI) relating to CCP financial risk management.