Archives - Institutional and Market Infrastructure

• 1 June 2015 Enhanced guidance for effective deposit insurance systems – Ex-ante funding

  This paper examines ex-ante funding and suggests additional guidance for effective deposit insurance practice as requested by the Financial Stability Board (FSB) Thematic Review on Deposit Insurance Systems: Peer Review Report.

  Content Type(s): Compendium Source(s): IADI Policy Area(s): Institutional and Market Infrastructure Topic(s): Resolution/Crisis Management/Safety Nets

• 1 March 2015 Dealing with parties at fault in a bank failure and fraud in deposit insurance

  This paper examines existing international approaches and practices in the area of dealing with parties at fault in a bank failure and fraud in deposit insurance, considering various aspects of investigating and prosecuting actions and omissions that contributed to bank losses and failures.

  Content Type(s): Compendium Source(s): IADI Policy Area(s): Institutional and Market Infrastructure Topic(s): Resolution/Crisis Management/Safety Nets

• 26 February 2015 Public quantitative disclosure standards for central counterparties

  This document sets out the quantitative data that central counterparties (CCPs) should publish.

  Content Type(s): Compendium Source(s): CPMI, IOSCO Policy Area(s): Institutional and Market Infrastructure Topic(s): Market Regulation, Transparency and Disclosure

• 1 November 2014 IADI Core Principles for Effective Deposit Insurance Systems

  This standard serves as a benchmark for jurisdictions to assess the quality of their deposit insurance systems and for identifying gaps in their deposit insurance practices and measures to address them. It may also be used by the IMF and World Bank in the context of the Financial Sector Assessment Program (FSAP) to assess the effectiveness of jurisdictions deposit insurance systems and practices.

  Content Type(s): Compendium Source(s): IADI Policy Area(s): Institutional and Market Infrastructure Topic(s): Resolution/Crisis Management/Safety Nets

• 15 October 2014 Key Attributes of Effective Resolution Regimes for Financial Institutions

  The Key Attributes, adopted in 2011, set out the core elements that the FSB considers to be necessary for an effective resolution regime. This 2014 version provides additional guidance on implementing and interpreting the Key Attributes.

  Content Type(s): Compendium Source(s): FSB Policy Area(s): Institutional and Market Infrastructure Topic(s): Cooperation among Authorities, Legal Framework, Resolution/Crisis Management/Safety Nets

• 1 April 2014 Guidelines for Public Debt Management

  Broad principles for public debt management that have relevance for countries with a wide range of institutional structures and at different stages of development.

  Content Type(s): Compendium Source(s): IMF, WB Policy Area(s): Institutional and Market Infrastructure Topic(s): Public Debt Management, Transparency and Disclosure

• 12 August 2013 Authorities' access to trade repository data

  The purpose of the report is to provide guidance to trade repositories (TRs) and authorities on the principles that should guide authorities' access to data held in TRs for typical and non-typical data requests.

  Content Type(s): Compendium Source(s): CPMI, IOSCO Policy Area(s): Institutional and Market Infrastructure Topic(s): Prudential Supervision and Oversight

• 16 July 2013 Guidance on Recovery Triggers and Stress Scenarios

  The guidance focuses on the nature of stress scenarios and triggers for recovery actions and should assist authorities in their review of recovery plans consistent with the FSB Key Attributes of Effective Resolution Regimes for Financial Institutions ('Key Attributes').

  Content Type(s): Compendium Source(s): FSB Policy Area(s): Institutional and Market Infrastructure Topic(s): Resolution/Crisis Management/Safety Nets

• 16 July 2013 Guidance on Developing Effective Resolution Strategies

  This Guidance assists home and host authorities in meeting the resolution planning requirements under the FSB Key Attributes of Effective Resolution Regimes for Financial Institutions ('Key Attributes').

  Content Type(s): Compendium Source(s): FSB Policy Area(s): Institutional and Market Infrastructure Topic(s): Resolution/Crisis Management/Safety Nets

• 15 July 2013 Guidance on Identification of Critical Functions and Critical Shared Services

  This document provides guidance to assists home and host authorities in meeting the recovery and resolution planning requirements under the FSB Key Attributes of Effective Resolution Regimes for Financial Institutions ('Key Attributes').

  Content Type(s): Compendium Source(s): FSB Policy Area(s): Institutional and Market Infrastructure