Archives - IOSCO - International Organization of Securities Commissions
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11 August 2022 Public responses to the call for feedback on further work on Central Counterparty Financial Resources
Public feedback on further work on central counterparty (CCP) financial resources. -
13 July 2022 Application of the Principles for Financial Market Infrastructures to stablecoin arrangements
This report provides guidance on the application of the Principles for Financial Market Infrastructures (PFMI) to systemically important stablecoin arrangements (SAs) that transfer stablecoins. -
1 July 2022 Key Recommendations when developing Innovation Facilitators
Key Recommendations that emerging markets should consider when developing innovation facilitators. -
13 April 2022 Call for papers: Vulnerabilities from liquidity mismatch in open-ended funds and policies to address them
The FSB and IOSCO are co-hosting a virtual research conference on vulnerabilities from liquidity mismatch in open-ended funds and policies to address them on 16 and 17 June 2022. -
10 March 2022 Central Counterparty Financial Resources for Recovery and Resolution
This report presents the outcome of evidence gathering and analysis on existing financial resources and tools for central counterparty (CCP) recovery and resolution. -
10 March 2022 FSB, CPMI and IOSCO analysis highlights need to continue work on CCP financial resources
Analysis of existing financial resources and tools for central counterparty (CCP) recovery and resolution confirms the need for further work on CCP financial resources for recovery and resolution. -
1 November 2021 Environmental, Social and Governance (ESG) Ratings and Data Products Providers
The recommendations start with a proposal that regulators could consider focusing greater attention on the use of ESG ratings and data products and the activities of ESG rating and data products providers in their jurisdictions; followed by a set of recommendations addressed to ESG ratings and data products providers, setting out that they could consider a number of factors related to issuing high quality ratings and data products, including publicly disclosed data sources, defined methodologies, management of conflicts of interest, high levels of transparency, and handling confidential information; the recommendations also suggest that users of ESG ratings and data products could consider conducting due diligence on the ESG ratings and data products that they use within their internal processes; the recommendations close with suggestions that ESG ratings and data products providers, and entities subject to assessment by ESG ratings and data products providers could consider to improve information gathering processes, disclosures and communication between providers and entities subject to assessment. -
1 November 2021 Recommendations on Sustainability-Related Practices, Policies, Procedures and Disclosure in Asset Management
The recommendations aim to improve sustainability-related practices, policies, procedures and disclosures in the asset management industry, and include guidance on product disclosure, supervision and enforcement, terminology, and the relevant financial and investor education. -
1 October 2021 Principles on Outsourcing
The seven principles set out expectations for regulated entities that outsource tasks, along with guidance for implementation. -
1 September 2021 The use of artificial intelligence (AI) and machine learning (ML) by market intermediaries and asset managers
The guidance measures propose guidance that member jurisdictions may consider adopting to address the conduct risks associated with the development, testing and deployment of AI and ML.