Archives - IOSCO - International Organization of Securities Commissions

• 5 July 2023 FSB consults on policies to address vulnerabilities from liquidity mismatch in open-ended funds

  Proposed revisions incorporate lessons learnt since 2017 and aim to enhance the resilience of non-bank financial intermediation.

  Content Type(s): Press, Press Releases Source(s): FSB, IOSCO Policy Area(s): Non-bank financial intermediation

• 5 July 2023 Addressing Structural Vulnerabilities from Liquidity Mismatch in Open-Ended Funds – Revisions to the FSB’s 2017 Policy Recommendations: Consultation report

  Consultation report sets out proposed changes to the FSB’s 2017 Policy Recommendations to Address Structural Vulnerabilities from Asset Management Activities in relation to liquidity mismatch in open-ended funds.

  Content Type(s): Consultations, Publications, Reports to the G20 Source(s): FSB, IOSCO Policy Area(s): Non-bank financial intermediation

• 16 June 2023 FSB and IOSCO Open-Ended Funds Consultations Launch Event

  The FSB and IOSCO will hold a public outreach event to launch their respective consultations on liquidity risk and its management in open-ended funds on Wednesday 12 July from 11:00 to 16:00 (CEST).

  Content Type(s): Announcements, Press Source(s): FSB, IOSCO Policy Area(s): Non-bank financial intermediation

• 11 August 2022 Public responses to the call for feedback on further work on Central Counterparty Financial Resources

  Public feedback on further work on central counterparty (CCP) financial resources.

  Content Type(s): Publications Source(s): CPMI, FSB, IOSCO Policy Area(s): Resolution and Crisis Management

• 13 July 2022 Application of the Principles for Financial Market Infrastructures to stablecoin arrangements

  This report provides guidance on the application of the Principles for Financial Market Infrastructures (PFMI) to systemically important stablecoin arrangements (SAs) that transfer stablecoins.

  Content Type(s): Compendium Source(s): CPMI, IOSCO Policy Area(s): Institutional and Market Infrastructure

• 1 July 2022 Key Recommendations when developing Innovation Facilitators

  Key Recommendations that emerging markets should consider when developing innovation facilitators.

  Content Type(s): Compendium Source(s): IOSCO Policy Area(s): Financial Regulation and Supervision, Institutional and Market Infrastructure

• 13 April 2022 Call for papers: Vulnerabilities from liquidity mismatch in open-ended funds and policies to address them

  The FSB and IOSCO are co-hosting a virtual research conference on vulnerabilities from liquidity mismatch in open-ended funds and policies to address them on 16 and 17 June 2022.

  Content Type(s): Announcements, Press Source(s): FSB, IOSCO

• 10 March 2022 Central Counterparty Financial Resources for Recovery and Resolution

  This report presents the outcome of evidence gathering and analysis on existing financial resources and tools for central counterparty (CCP) recovery and resolution.

  Content Type(s): Publications Source(s): CPMI, FSB, IOSCO Policy Area(s): Resolution and Crisis Management

• 10 March 2022 FSB, CPMI and IOSCO analysis highlights need to continue work on CCP financial resources

  Analysis of existing financial resources and tools for central counterparty (CCP) recovery and resolution confirms the need for further work on CCP financial resources for recovery and resolution.

  Content Type(s): Press, Press Releases Source(s): CPMI, FSB, IOSCO Policy Area(s): Resolution and Crisis Management

• 1 November 2021 Environmental, Social and Governance (ESG) Ratings and Data Products Providers

  The recommendations start with a proposal that regulators could consider focusing greater attention on the use of ESG ratings and data products and the activities of ESG rating and data products providers in their jurisdictions; followed by a set of recommendations addressed to ESG ratings and data products providers, setting out that they could consider a number of factors related to issuing high quality ratings and data products, including publicly disclosed data sources, defined methodologies, management of conflicts of interest, high levels of transparency, and handling confidential information; the recommendations also suggest that users of ESG ratings and data products could consider conducting due diligence on the ESG ratings and data products that they use within their internal processes; the recommendations close with suggestions that ESG ratings and data products providers, and entities subject to assessment by ESG ratings and data products providers could consider to improve information gathering processes, disclosures and communication between providers and entities subject to assessment.

  Content Type(s): Compendium Source(s): IOSCO Policy Area(s): Financial Regulation and Supervision, Institutional and Market Infrastructure