Archives - IOSCO - International Organization of Securities Commissions

• 19 November 2018 Incentives to centrally clear over-the-counter (OTC) derivatives

  A post-implementation evaluation of the effects of the G20 financial regulatory reforms.

  Content Type(s): Progress Reports, Publications, Reports to the G20 Source(s): BCBS, CPMI, FSB, IOSCO Policy Area(s): Effects of Reforms, OTC Derivatives, SIFIs

• 19 November 2018 Evaluation of incentives to centrally clear OTC derivatives: Overview of responses to the consultation

  An overview of responses to the August 2018.

  Content Type(s): Publications, Responses to Consultations Source(s): BCBS, CPMI, FSB, IOSCO Policy Area(s): Effects of Reforms, OTC Derivatives

• 19 November 2018 FSB and standard-setting bodies publish final report on effects of reforms on incentives to centrally clear over-the-counter derivatives

  Standard-setters publish final report on evaluation of the effects of the G20 reforms on incentives to centrally clear OTC derivatives.

  Content Type(s): Press, Press Releases Source(s): BCBS, CPMI, FSB, IOSCO Policy Area(s): Effects of Reforms, OTC Derivatives

• 19 September 2018 Report on Retail OTC Leveraged Products

  The guidance identifies and promotes regulatory approaches that can enhance the protection of retail investors in the area of OTC leveraged products offered and sold to retail investors.

  Content Type(s): Compendium Source(s): IOSCO Policy Area(s): Financial Regulation and Supervision

• 18 September 2018 Conflicts of interest and associated conduct risks during the equity capital raising process

  Guidance to address the identified risks and the potential harm caused by specific, existing conflicts of interest and associated misconduct which can arise during the equity capital raising process.

  Content Type(s): Compendium Source(s): IOSCO Policy Area(s): Financial Regulation and Supervision

• 14 September 2018 Public responses to the consultation on Incentives to centrally clear over-the-counter (OTC) derivatives

  Consultation responses to 'Incentives to centrally clear over-the-counter (OTC) derivatives'.

  Content Type(s): Publications, Responses to Consultations Source(s): BCBS, CPMI, FSB, IOSCO Policy Area(s): Effects of Reforms, OTC Derivatives

• 9 August 2018 Study highlights continued central clearing interdependencies

  CCP resources and central clearing exposures are concentrated at a small number of financial institutions.

  Content Type(s): Press, Press Releases Source(s): BCBS, CPMI, FSB, IOSCO Policy Area(s): OTC Derivatives, Resolution and Crisis Management, SIFIs, Supervision and Risk Management

• 9 August 2018 Analysis of Central Clearing Interdependencies

  A study by standard-setters on the interdependencies between CCPs and clearing members and other financial service providers.

  Content Type(s): Publications Source(s): BCBS, CPMI, FSB, IOSCO Policy Area(s): OTC Derivatives, Resolution and Crisis Management, SIFIs, Supervision and Risk Management

• 7 August 2018 Incentives to centrally clear over-the-counter (OTC) derivatives

  Consultative document on the effects of the G20 financial regulatory reforms on incentives to centrally clear OTC derivatives.

  Content Type(s): Consultations, Publications Source(s): BCBS, CPMI, FSB, IOSCO Policy Area(s): Effects of Reforms, OTC Derivatives

• 7 August 2018 FSB and standard-setting bodies consult on effects of reforms on incentives to centrally clear over-the-counter derivatives

  Standard-setters consult on evaluation of the effects of the G20 reforms on incentives to centrally clear OTC derivatives.

  Content Type(s): Press, Press Releases Source(s): BCBS, CPMI, FSB, IOSCO Policy Area(s): Effects of Reforms, OTC Derivatives