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1 December 2013 Regulatory issues raised by changes in market structure
This Report identifies possible outstanding issues and risks posed by existing or developing market structures and includes recommendations to address the identified potential risks. -
21 November 2013 Public responses to August 2013 consultative document Assessment Methodology for the Key Attributes of Effective Resolution Regimes for Financial Institutions
Public comments received on the consultative document issued on 28 August 2013. -
18 November 2013 Risk Management and Financial Reform
Remarks by Tiff Macklem, Senior Deputy Governor of the Bank of Canada, at the Autorité des Marchés Financiers in Montreal, Quebec. -
18 November 2013 Principles for an Effective Risk Appetite Framework
The FSB Principles set out key elements for: (i) an effective risk appetite framework, (ii) an effective risk appetite statement, (iii) risk limits, and (iv) defining the roles and responsibilities of the board of directors and senior management. -
18 November 2013 FSB Principles for an Effective Risk Appetite Framework
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18 November 2013 Guidance on Supervisory Interaction with Financial Institutions on Risk Culture
This consultative documents seeks feedback on the foundational elements that contribute to the promotion of a sound risk culture within financial institutions. -
18 November 2013 Principles for an Effective Risk Appetite Framework
The FSB Principles set out key elements for an effective risk appetite framework (RAF) and establish common definitions for terms used in risk appetite frameworks. The Principles aim to help enhance supervisory oversight of firms, in particular of SIFIs, and communication between supervisors and financial institutions. -
18 November 2013 FSB releases Guidance for More Effective Supervision of Risk Appetite and Risk Culture at Financial Institutions
The FSB seeks feedback on the draft guidance to assess risk culture by 31 January 2014. Responses should be sent to [email protected]. -
18 November 2013 FSB consults on Principles for an Effective Risk Appetite Framework
FSB seeks feedback on its principles to assess the effectiveness of firms' risk appetite frameworks. Responses to the consultation should be sent to [email protected] by Monday 30 September 2013. -
14 November 2013 The FSB publishes its 2013 Global Shadow Banking Monitoring Report
The FSB publishes the results of its third annual monitoring exercise to assess global trends and risks of the shadow banking system.