Archives - Financial Regulation and Supervision
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1 November 2007 Principles for home-host supervisory cooperation and allocation mechanisms in the context of Advanced Measurement Approaches (AMA)
This document sets out principles related to two important topics in the implementation of the Advanced Measurement Approaches (AMA) for operational risk under Basel II. -
1 November 2007 Principles for the Valuation of Hedge Fund Portfolios
This document sets out principles for valuing the investment portfolios of hedge funds that are designed to mitigate the structural and operational conflicts of interest that may arise between the interests of the hedge fund manager and the interests of the hedge fund. -
1 March 2007 International Disclosure Principles for Cross Border Offerings and Listing of Debt Securities by Foreign Issuers
These principles provide guidance to securities regulators who are developing or reviewing their regulatory disclosure regimes for cross-border offerings and listings of debt securities. -
1 February 2007 IAIS Multilateral Memorandum of Understanding on Cooperation and Information Exchange (IAIS MMoU)
The objective of the IAIS MMoU is to provide a tool for supervisors by establishing a formal basis for cooperation and information exchange between Signatory Authorities regarding the supervision of insurance companies where cross-border aspects arise. This is inline with the IAIS' broader objective to encourage cooperation and information exchange amongst insurance supervisors.