Consultation Documents
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18 November 2013 Guidance on Supervisory Interaction with Financial Institutions on Risk Culture
This consultative documents seeks feedback on the foundational elements that contribute to the promotion of a sound risk culture within financial institutions. -
28 August 2013 Assessment Methodology for Key Attributes of Effective Resolution Regimes for Financial Institutions
This consultative document aims to provide guidance on the assessment of a jurisdiction's compliance with the Key Attributes. Comments should be sent to [email protected] by 31 October 2013. -
12 August 2013 Application of the Key Attributes of Effective Resolution Regimes to Non-Bank Financial Institutions
This consultation document aims to assist implementation of the Key Attributes with respect to resolution regimes for non-bank financial institutions. Comments should be sent to [email protected] by 15 October 2013. -
12 August 2013 Information Sharing for Resolution Purposes
This consultative document sets out principles for national legal gateways and confidentiality regimes to allow the sharing of non-public information. Comments should be sent to [email protected] by 15 October. -
17 July 2013 Principles for an Effective Risk Appetite Framework
This consultative document provides guidance on the key elements contained in an effective risk appetite framework. Comments should be sent to [email protected] by Monday 30 September 2013.