This Report proposes Guidance to help IOSCO members address the risk of conflicts of interest and associated conduct risks during the debt capital raising process.
Financial Regulation and Supervision
1 September 2020
29 June 2020
This Application Paper on Liquidity Risk Management provides guidance on the supervisory material related to liquidity risk management in the Insurance Core Principles (ICPs) and the Common Framework for the Supervision of Internationally Active Insurance Groups (ComFrame).
This Guidance Paper provides a set of supporting guidance points for the effective implementation of Principle 1 (“Public Policy Objectives') of the IADI Core Principles for Effective Deposit Insurance Systems.
6 March 2020
FATF Guidance on Digital Identity
16 January 2020
IOSCO Recommendation: Market Authorities should consider requiring Trading Venues and their participants within their jurisdiction to synchronise, consistent with industry standards, the business clocks they use to record the date and time of any reportable event. Where they do so, business clocks should be synchronised to Coordinated Universal Time (UTC).
15 December 2019
This standard establishes minimum standards for margin requirements for non-centrally cleared derivatives. Such requirements reduce systemic risk with respect to non-standardised derivatives by reducing contagion and spillover risks and promoting central clearing.
15 December 2019
The Pillar 2 supervisory review process ensures that banks have adequate capital and liquidity to support all the risks in their business, especially with respect to risks not fully captured by the Pillar 1 process, and encourages good risk management.
15 December 2019
This standard sets out disclosure requirements, which aim to encourage market discipline.
15 December 2019
This standard describes the scope of application of the Basel Framework.
Last updated: December 2022
Last updated: December 2022
15 December 2019
This standard describes the criteria that bank capital instruments must meet to be eligible to satisfy the Basel capital requirements, as well as necessary regulatory adjustments and transitional arrangements.