This Final Report highlights potential policy considerations and risks associated with using and offering of Post Trade Risk Reduction Services (PTRRS) and presents sound practices in this area as guidance to IOSCO members and regulated users of PTRRS to determine whether additional measures should be considered based on the scope of activities being offered in the respective jurisdictions.
Financial Regulation and Supervision
25 November 2024
22 October 2024
Speech by FSB Chair, Klaas Knot, at the Bloomberg Global Regulatory Forum, 22 October 2024.
5 June 2024
The Report examines key findings from recent market outages on listing trading venues in IOSCO jurisdictions and builds on past IOSCO work on operational resilience and business continuity planning to identify good practices for listing trading venues that may enhance market-wide resilience in the event of a market outage.
This Report provides an overview of the Leveraged Loan (LL) and Collaterized Loan Obligation (CLO) markets and their evolution since the GFC; explains why the vulnerabilities identified in the LL and CLO markets could impact IOSCO’s objectives protecting investors, ensuring that markets are fair, efficient and transparent, and reducing systemic risk; and describes twelve good practices for consideration.
25 April 2024
The Basel Core Principles provide a comprehensive standard for establishing a sound foundation for the regulation, supervision, governance and risk management of the banking sector.
20 December 2023
The FSB revised recommendations set out the key objectives that an effective regulatory and supervisory framework should achieve to address the vulnerabilities arising from liquidity mismatch in open-ended funds.
The report provides guidance to responsible entities on the use of anti-dilution liquidity management tools.
20 December 2023
This FSB report sets out 14 policy recommendations to address structural vulnerabilities from asset management activities that could potentially present financial stability risks.
19 December 2023
This report sets forth policy recommendations to address market integrity and investor protection concerns arising from Decentralized Finance (DeFi) by supporting greater consistency of regulatory frameworks and oversight.
15 December 2023
IOSCO has developed these recommendations for issuers, audit committees (or those charged with governance) and external auditors to enhance the reliability, faithful representation and transparency of goodwill recorded and disclosed in the financial statements.