Compendium of Standards
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21 June 2018 Funding strategy elements of an implementable resolution plan
This guidance covers the development of a resolution funding plan for G-SIBs. It builds on the FSB’s August 2016 Guiding Principles on the temporary funding needed to support the orderly resolution of a global systemically important bank (G-SIB) and existing supervisory and resolution guidance on liquidity risk management and resolution planning. -
21 June 2018 Principles on bail-in execution
This guidance sets out principles for authorities to consider as they develop plans for the effective execution of bail-in resolution strategies for global systemically important banks (G-SIBs). The principles may also be applicable to firms other than G-SIBs to the extent that the application of bail-in powers is envisaged under the authorities’ resolution strategy for those firms. -
8 May 2018 Strategy to reduce the risk of wholesale payments fraud related to endpoint security
A high-level strategy to reduce the risk of wholesale payments fraud related to endpoint security. -
20 April 2018 Strengthening governance frameworks to mitigate misconduct risk: a toolkit for firms and supervisors
This report provides a toolkit that firms and supervisors can use to mitigate misconduct risk. -
10 April 2018 Framework for supervisory stress testing of central counterparties (CCPs)
The supervisory stress testing framework is designed to support tests conducted by one or more authorities that examine the potential macro-level impact of a common stress event affecting multiple CCPs. -
9 April 2018 Harmonisation of critical OTC derivatives data elements (other than UTI and UPI) - technical guidance
This document provides technical guidance on the definition, format and allowable values of critical data elements of OTC derivative transactions, other than UTI and UPI (CDE), reported to trade repositories and important to aggregation by authorities. -
5 April 2018 Regulatory Reporting and Public Transparency in the Secondary Corporate Bond Markets
The recommendations emphasize the importance of ensuring the availability of corporate bond information, both to regulators in the form of reporting and to the public in the form of transparency requirements, thus enhancing pre-trade and post-trade transparency. -
9 March 2018 Supplementary guidance to the FSB Principles and Standards on sound compensation practices
This supplementary guidance provides firms and supervisors with a framework to consider how compensation practices and tools, such as in-year bonus adjustments, malus or clawback, can be used to reduce misconduct risk and address misconduct incidents. -
19 February 2018 Sound Practices on implications of fintech developments for banks and bank supervisors
This document assesses how fintech may affect the banking industry and bank supervision and provides key implications and related considerations for banks and bank supervisors. -
9 February 2018 Good Practices on the Role of Pension Supervisory Authorities in Consumer Protection Related to Private Pensions
These Good Practices offer guidance to Pension Supervisory Authorities on how to ensure effective consumer protection in the field of private pensions.