Compendium of Standards
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1 November 1997 Principles for Record Keeping,Collection of Information, Enforcement Powers and Mutual Cooperation to Improve the Enforcement of Securities and Futures Laws,
The document sets out requirements for regulators on record keeping, collection of information, enforcement powers and mutual cooperation. -
1 October 1997 Tokyo Communiqué on Supervision of Commodity Futures Markets ("Tokyo Communiqué")
The document sets out an agreement among regulators on commodity futures markets' oversight. -
1 September 1997 Model Memorandum of Understanding
This Memorandum of Understanding (MoU) is designed to facilitate mutual assistance and the exchange of information on insurance matters between regulatory bodies in different jurisdictions.