Archives - IOPS - International Organisation of Pension Supervisors

• 22 October 2019 Supervisory guidelines on the integration of ESG factors in the investment and risk management of pension funds

  This document contains a set of guidelines on the integration of ESG factors in the area of supervision of pension fund investment and risk management to assist regulators, supervisors and other entities involved in pension funds supervision.

  Content Type(s): Compendium Source(s): IOPS Policy Area(s): Financial Regulation and Supervision

• 9 February 2018 Good Practices on the Role of Pension Supervisory Authorities in Consumer Protection Related to Private Pensions

  These Good Practices offer guidance to Pension Supervisory Authorities on how to ensure effective consumer protection in the field of private pensions.

  Content Type(s): Compendium Source(s): IOPS Policy Area(s): Financial Regulation and Supervision

• 1 November 2013 Good Practices for Governance of Pension Supervisory Authorities

  The Good Practices provide a list of internationally recognised good governance criteria for consideration and action by pension supervisors. They allow supervisory authorities to compare and evaluate their own governance codes against current global good practices and enable them to take measures to improve them, if necessary.

  Content Type(s): Compendium Source(s): IOPS Policy Area(s): Financial Regulation and Supervision Topic(s): Pensions

• 1 December 2011 OECD/IOPS Good Practices on Pension Funds' Use of Alternative Investments and Derivatives

  The good practices reflect what pension regulatory and supervisory authorities usually expect to examine when assessing the risk management of pension funds that use alternative investments and derivatives.

  Content Type(s): Compendium Source(s): IOPS, OECD Policy Area(s): Financial Regulation and Supervision Topic(s): Pensions, Prudential Supervision and Oversight, Risk Management

• 1 January 2011 OECD/ IOPS Good Practices for Pension Funds' Risk Management Systems

  The good practices reflect what pension regulatory and supervisory authorities usually expect to examine when assessing the risk management of pension funds that use alternative investments and derivatives are designed to help supervisory authorities in their oversight of alternative investments made by pension funds.

  Content Type(s): Compendium Source(s): IOPS, OECD Policy Area(s): Financial Regulation and Supervision Topic(s): Pensions, Prudential Supervision and Oversight, Risk Management

• 1 November 2010 IOPS Principles of Private Pension Supervision

  The objectives of private pension supervision focus on protecting the interests of pension fund members and beneficiaries, by promoting the stability, security and good governance of pension funds.

  Content Type(s): Compendium Source(s): IOPS, OECD Policy Area(s): Financial Regulation and Supervision Topic(s): Pensions, Prudential Supervision and Oversight

• 1 November 2009 IOPS Guidelines for Supervisory Intervention, Enforcement and Sanctions

  These guidelines outline how pension supervisory authorities should apply their intervention, enforcement and sanction powers.

  Content Type(s): Compendium Source(s): IOPS Policy Area(s): Financial Regulation and Supervision Topic(s): Legal Framework, Pensions, Prudential Supervision and Oversight

• 1 December 2008 IOPS Guidelines for the Supervisory Assessment of Pension Funds

  The purpose of these guidelines is to provide pension supervisors with general supervisory approaches for the conduct of the supervisory process.

  Content Type(s): Compendium Source(s): IOPS Policy Area(s): Financial Regulation and Supervision Topic(s): Pensions, Prudential Supervision and Oversight

• 1 March 2008 OECD/IOPS Guidelines on the Licensing of Pension Entities

  These guidelines provide a framework for licensing regulations and the assessment of licensing applications from pension entities.

  Content Type(s): Compendium Source(s): IOPS, OECD Policy Area(s): Financial Regulation and Supervision Topic(s): Legal Framework, Pensions