Archives - Pensions

• 27 September 2016 OECD Core Principles of Private Pension Regulation

  High-level principles for the regulation of occupational (and other private) pension systems, covering pension funds and other financing mechanisms for pension arrangements.

  Content Type(s): Compendium Source(s): OECD Topic(s): Pensions, Prudential Supervision and Oversight

• 1 November 2013 Good Practices for Governance of Pension Supervisory Authorities

  The Good Practices provide a list of internationally recognised good governance criteria for consideration and action by pension supervisors. They allow supervisory authorities to compare and evaluate their own governance codes against current global good practices and enable them to take measures to improve them, if necessary.

  Content Type(s): Compendium Source(s): IOPS Policy Area(s): Financial Regulation and Supervision Topic(s): Pensions

• 1 December 2011 OECD/IOPS Good Practices on Pension Funds' Use of Alternative Investments and Derivatives

  The good practices reflect what pension regulatory and supervisory authorities usually expect to examine when assessing the risk management of pension funds that use alternative investments and derivatives.

  Content Type(s): Compendium Source(s): IOPS, OECD Policy Area(s): Financial Regulation and Supervision Topic(s): Pensions, Prudential Supervision and Oversight, Risk Management

• 1 January 2011 OECD/ IOPS Good Practices for Pension Funds' Risk Management Systems

  The good practices reflect what pension regulatory and supervisory authorities usually expect to examine when assessing the risk management of pension funds that use alternative investments and derivatives are designed to help supervisory authorities in their oversight of alternative investments made by pension funds.

  Content Type(s): Compendium Source(s): IOPS, OECD Policy Area(s): Financial Regulation and Supervision Topic(s): Pensions, Prudential Supervision and Oversight, Risk Management

• 1 November 2010 IOPS Principles of Private Pension Supervision

  The objectives of private pension supervision focus on protecting the interests of pension fund members and beneficiaries, by promoting the stability, security and good governance of pension funds.

  Content Type(s): Compendium Source(s): IOPS, OECD Policy Area(s): Financial Regulation and Supervision Topic(s): Pensions, Prudential Supervision and Oversight

• 1 November 2009 IOPS Guidelines for Supervisory Intervention, Enforcement and Sanctions

  These guidelines outline how pension supervisory authorities should apply their intervention, enforcement and sanction powers.

  Content Type(s): Compendium Source(s): IOPS Policy Area(s): Financial Regulation and Supervision Topic(s): Legal Framework, Pensions, Prudential Supervision and Oversight

• 1 December 2008 IOPS Guidelines for the Supervisory Assessment of Pension Funds

  The purpose of these guidelines is to provide pension supervisors with general supervisory approaches for the conduct of the supervisory process.

  Content Type(s): Compendium Source(s): IOPS Policy Area(s): Financial Regulation and Supervision Topic(s): Pensions, Prudential Supervision and Oversight

• 1 March 2008 OECD/IOPS Guidelines on the Licensing of Pension Entities

  These guidelines provide a framework for licensing regulations and the assessment of licensing applications from pension entities.

  Content Type(s): Compendium Source(s): IOPS, OECD Policy Area(s): Financial Regulation and Supervision Topic(s): Legal Framework, Pensions

• 1 October 2005 Anti-Money Laundering Guidance for Collective Investment Schemes

  The document provides guidelines on how to apply global AMF/CFT standards to the operation of collective investment schemes (CIS).

  Content Type(s): Compendium Source(s): IOSCO Policy Area(s): Financial Regulation and Supervision Topic(s): AML/CFT, Market Regulation, Pensions