Compendium of Standards
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20 January 2011 Insolvency and Creditor Rights Standard
The ICR Standard is designed as a broad-spectrum assessment tool to assist countries in their efforts to evaluate and improve insolvency and creditor/debtor regimes. -
1 January 2011 OECD/ IOPS Good Practices for Pension Funds' Risk Management Systems
The good practices reflect what pension regulatory and supervisory authorities usually expect to examine when assessing the risk management of pension funds that use alternative investments and derivatives are designed to help supervisory authorities in their oversight of alternative investments made by pension funds. -
1 December 2010 Guidance for national authorities operating the countercyclical capital buffer
This document serves as a supplement to the requirements set out in the Basel III rules text. In addition to providing guidance for national authorities, this document should help banks understand and anticipate the buffer decisions in the jurisdictions to which they have credit exposures. -
1 December 2010 Sound practices for backtesting counterparty credit risk models - final document
This guidance sets out supervisory expectations as well as recommendations to strengthen the backtesting of internal assessments of counterparty credit risk exposures. -
1 November 2010 IOPS Principles of Private Pension Supervision
The objectives of private pension supervision focus on protecting the interests of pension fund members and beneficiaries, by promoting the stability, security and good governance of pension funds. -
28 October 2010 Recognising the risk-mitigating impact of insurance in operational risk modelling
This document clarifies supervisory expectations on the range of industry AMA practices while promoting increased convergence in operational risk management. -
1 October 2010 Principles for Reducing Reliance on CRA Ratings
The goal of these principles is to reduce mechanistic reliance on ratings and to incentivise improvements in independent credit risk assessment and due diligence capacity. -
9 September 2010 Guiding Principles for Managing Sovereign Risk and High Levels of Public Debt ("Stockholm Principles")
The Stockholm Principles" aim to help manage sovereign risk and high levels of public debt in an environment of elevated uncertainty. -
1 August 2010 Principles for Direct Electronic Access to Markets
This report sets forth elements regarding principles pertinent to direct electronic access (DEA), including those that address pre-conditions for DEA, information flow, and adequate systems and controls and is intended to guide markets, intermediaries and regulators. -
1 July 2010 Transparency of Structured Finance Products
IOSCO sets out a number of factors that are designed to assist market authorities when considering how to enhance post-trade transparency of SFPs in their respective jurisdictions.