Archives - Risk Management
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24 September 2012 Supervision of Financial Conglomerates
The Joint Forum's final report on Principles for the Supervision of Financial Conglomerates provides a set of principles which supersedes the compendium of principles on this topic developed in 1999 and published in 2001 by the Joint Forum ('the 1999 Principles'). -
18 April 2012 FSB Principles for Sound Residential Mortgage Underwriting Practices
The principles provide a framework for jurisdictions to set minimum acceptable underwriting standards so as to limit the risks that mortgage markets pose to financial stability and to better safeguard borrowers and investors. The report also sets out an implementation framework through which jurisdictions can apply minimum lending standards, and describes tools that could be used to monitor and supervise these standards. -
1 December 2011 OECD/IOPS Good Practices on Pension Funds' Use of Alternative Investments and Derivatives
The good practices reflect what pension regulatory and supervisory authorities usually expect to examine when assessing the risk management of pension funds that use alternative investments and derivatives. -
1 October 2011 Regulation of Nominee Accounts in Emerging Markets
This report intends to identify effective regulatory mechanisms and tools for the nominee account system, develop recommendations to better regulate nominee accounts and help regulators address relevant investor protection issues. -
1 October 2011 General Guidance for Developing Differential Premium Systems
This paper reviews the differential premiums systems used by deposit insurers and, where appropriate, suggests guidance in the form of principles and effective practices in order to enhance the differential premiums systems used by deposit insurers. -
1 October 2011 Regulatory Issues Raised by the Impact of Technological Changes on Market Integrity and Efficiency
These recommendations are aimed at promoting market integrity and efficiency and at mitigating the risks posed to the financial system by the latest technological developments including high frequency and algorithmic trading. -
2 September 2011 General Principles for Credit Reporting
Credit reporting systems are a key element of countries' financial infrastructure. The General Principles (GPs) aim at strengthening credit reporting systems to effectively support the sound and fair extension of credit in an economy as the foundation for robust and competitive markets. To this end, the GPs promote safe and efficient credit reporting systems. -
1 June 2011 Operational Risk - Supervisory Guidelines for the Advanced Measurement Approaches
The document identifies supervisory guidelines associated with the development and maintenance of key internal governance, data and modelling frameworks underlying the Advanced Measurement Approaches for operational risk. -
1 June 2011 Principles for the Sound Management of Operational Risk
The document outlines a set of principles that provide a framework for the effective management and supervision of operational risk, for use by banks and supervisory authorities when evaluating operational risk management policies and practices. It updates the February 2003 Sound Practices for the Management and Supervision of Operational Risk. -
1 January 2011 OECD/ IOPS Good Practices for Pension Funds' Risk Management Systems
The good practices reflect what pension regulatory and supervisory authorities usually expect to examine when assessing the risk management of pension funds that use alternative investments and derivatives are designed to help supervisory authorities in their oversight of alternative investments made by pension funds.