Archives - Financial Regulation and Supervision
-
27 February 2019 Application Paper on Proactive Supervision of Corporate Governance
The Application Paper on Proactive Supervision of Corporate Governance supports the practical application of the corporate governance related ICPs, mainly ICP 7 (Corporate Governance) and ICP 8 (Risk Management and Control Functions). This Application Paper sets out good practices related to the organisation and functioning of the supervisor, with the objective of promoting proactive supervision of corporate governance. -
23 November 2018 Recommendations for national supervisors: Reporting on the use of compensation tools to address potential misconduct risk
These Recommendations complement the FSB’s Supplementary Guidance to the FSB Principles and Standards on Sound Compensation Practices by setting out the types of data that can support improved monitoring by supervisory authorities on the use of compensation tools to address misconduct risk in significant financial institutions. -
12 November 2018 Cyber Lexicon
The lexicon comprises a set of approximately 50 core terms related to cyber security and cyber resilience in the financial sector. -
12 November 2018 Application Paper on the Use of Digital Technology in Inclusive Insurance
This Application Paper seeks to provide guidance to supervisors, regulators and policymakers when considering, designing and implementing regulations and supervisory practices with respect to the use of digital technology in inclusive insurance. Whilst the primary focus of this paper is on building inclusive insurance markets, some considerations and suggested approaches could also be of interest to supervisors outside the inclusive insurance field. -
8 November 2018 Application Paper on Supervision of Insurer Cybersecurity
The Application Paper on Supervision of Insurer Cybersecurity provides further guidance to supervisors seeking to develop or enhance their approach to supervising the cyber risk, cybersecurity and cyber resilience in the insurance sector. -
8 November 2018 Application Paper on the Composition and the Role of the Board
The Application Paper on the Composition and the Role of the Board provides additional guidance on the practical interpretation and application of ICP 5 (Suitability of Persons) and ICP 7 (Corporate Governance), considering particular challenges for achieving effectiveness in supervision of the Board. -
5 November 2018 FSB RCG for the MENA discusses SME financing, the use of SupTech and RegTech, and implementation of the Net Stable Funding Ratio
FSB holds meeting of RCG for the Middle East and North Africa in Istanbul. -
5 November 2018 FSB RCG for Asia discusses management of capital flows, stress tests, cyber security, the use of FinTech to promote financial inclusion and access to trade finance
FSB holds meeting of RCG for Asia in Sydney. -
26 October 2018 Risk-based approach guidance for the securities sector
This non-binding guidance aims to support the design and implementation of the risk-based approach for securities products and services, by providing specific guidance and examples for securities providers and their supervisors. -
25 October 2018 Risk-based Approach Guidance for the Life Insurance Sector
This non-binding guidance aims to support the design and implementation of the risk-based approach for life insurance products and services, by providing specific guidance and examples for life insurance providers and their supervisors.