Compendium

Financial Resources and Tools for Central Counterparty Resolution

Framework outlines a set of financial resources and tools that should be readily available to a resolution authority in case of a central counterparty (CCP) resolution.

Recommendations for Regulating and Supervising Bank and Non-bank Payment Service Providers Offering Cross-border Payment Services

Policy recommendations to strengthen consistency in the regulation and supervision of banks and non-banks in their provision of cross-border payment services.

Recommendations to Promote Alignment and Interoperability Across Data Frameworks Related to Cross-border Payments

Recommendations to promote greater alignment and interoperability in data frameworks that apply to cross-border payments.

Liquidity Preparedness for Margin and Collateral Calls

Policy recommendations aim to enhance the liquidity preparedness of non-bank market participants for margin and collateral calls in centrally and non-centrally cleared derivatives and securities markets.

Insurance Capital Standard

The ICS provides a globally comparable risk-based measure of capital adequacy specifically tailored to internationally active insurance groups (IAIGs) and forms the quantitative element of ComFrame. The specifics of the ICS have been adopted in two documents, the Level 1 document, setting out the overarching principles and concepts of the ICS, and the Level 2 document providing detailed specifications.

Evolution in the Operation, Governance and Business Models of Exchanges: Regulatory Implications and Good Practices

This Report outlines good practices that regulators may consider in the supervision of exchanges, particularly when they provide multiple services and/or are part of an Exchange Group.

Final Report on Post Trade Risk Reduction Services: Sound Practices for Consideration

This Final Report highlights potential policy considerations and risks associated with using and offering of Post Trade Risk Reduction Services (PTRRS) and presents sound practices in this area as guidance to IOSCO members and regulated users of PTRRS to determine whether additional measures should be considered based on the scope of activities being offered in the respective jurisdictions.

Market Outages

The Report examines key findings from recent market outages on listing trading venues in IOSCO jurisdictions and builds on past IOSCO work on operational resilience and business continuity planning to identify good practices for listing trading venues that may enhance market-wide resilience in the event of a market outage.

Leveraged Loans and CLOs Good Practices for Consideration

This Report provides an overview of the Leveraged Loan (LL) and Collaterized Loan Obligation (CLO) markets and their evolution since the GFC; explains why the vulnerabilities identified in the LL and CLO markets could impact IOSCO’s objectives protecting investors, ensuring that markets are fair, efficient and transparent, and reducing systemic risk; and describes twelve good practices for consideration.

Consolidated Basel Framework – core principles for effective banking supervision (BCP)

The Basel Core Principles provide a comprehensive standard for establishing a sound foundation for the regulation, supervision, governance and risk management of the banking sector.

Archives

2025 (1)
April (1)
2024 (10)
2023 (15)
2022 (9)
July (2)
June (1)
2021 (20)
2019 (30)
July (1)
June (3)
May (1)
2018 (21)
2016 (12)
2015 (27)
August (1)
July (2)
June (5)
May (2)
April (1)
March (2)
2014 (14)
June (1)
May (1)
April (3)
March (1)
2013 (28)
2012 (19)
2010 (15)
2009 (15)
July (1)
June (3)
May (4)
April (2)
2008 (8)
July (2)
May (2)
March (1)
2006 (7)
2005 (6)
July (1)
May (1)
April (1)
2004 (1)
May (1)
2002 (4)
1999 (1)
1996 (1)
1983 (1)
May (1)