Compendium of Standards
-
1 November 2014 IADI Core Principles for Effective Deposit Insurance Systems
This standard serves as a benchmark for jurisdictions to assess the quality of their deposit insurance systems and for identifying gaps in their deposit insurance practices and measures to address them. It may also be used by the IMF and World Bank in the context of the Financial Sector Assessment Program (FSAP) to assess the effectiveness of jurisdictions deposit insurance systems and practices. -
23 October 2014 Basic capital requirements for systemically important insurers
The BCR serves as a comparable basis for the application of proposed higher loss absorbency requirements. -
22 October 2014 Guidance on liquidity management and planning
The purpose of this document is to provide further guidance to group-wide supervisors on how they could direct G-SIIs to develop their liquidity management. -
15 October 2014 Key Attributes of Effective Resolution Regimes for Financial Institutions
The Key Attributes, adopted in 2011, set out the core elements that the FSB considers to be necessary for an effective resolution regime. This 2014 version provides additional guidance on implementing and interpreting the Key Attributes. -
1 October 2014 Guidance on Transparency and Beneficial Ownership
This FATF Guidance assists countries to design and implement measures that will deter and prevent the misuse of corporate vehicles, such as companies, trusts and other types of legal persons and arrangements – for money laundering, terrorist financing and other illicit purposes. -
1 October 2014 Risk-Based Approach for the Banking Sector
This Guidance helps in the design and implementation of a risk-based approach for the banking sector, taking into account national risk assessments and the national legal and regulatory frameworks, as well as helps develop a common understanding of the risk-based approach between supervisory authorities and banks. -
26 June 2014 Principles for effective supervisory colleges
The Principles aim to promote and strengthen the operation of colleges and have been revised to reflect observations on best practice. -
30 April 2014 Point of Sale disclosure in the insurance, banking and securities sectors
The report identifies and assesses differences and gaps in regulatory approaches to point of sale (POS) disclosure for investment and savings products across the insurance, banking and securities sectors, and considers whether the approaches need to be further aligned across sectors. -
7 April 2014 Guidance on Supervisory Interaction with Financial Institutions on Risk Culture: A Framework for Assessing Risk Culture
The guidance forms a basis for supervisors and firms to promote and develop a shared understanding of the firm's risk culture and have informed conversations with the board and senior management who set the tone on culture from the top. -
1 April 2014 Guidelines for Public Debt Management
Broad principles for public debt management that have relevance for countries with a wide range of institutional structures and at different stages of development.