Browse the Compendium of Standards

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Requirements for Mandatory Clearing

This report outlines recommendations that authorities should follow in establishing a mandatory clearing regime within their jurisdiction.

FATF Recommendations on Combating Money Laundering and the Financing of Terrorism & Proliferation

A complete set of counter-measures against Money Laundering and the Financing of Terrorism and Proliferation, covering the required legal, regulatory, and operational measures.

Suspension of Redemptions in Collective Investment Schemes

Principles against which both the industry and regulators can assess the quality of regulation and industry practices concerning suspensions of redemptions.

Report on OTC Derivatives Data Reporting and Aggregation Requirements

Obligation of OTC derivatives contracts to be reported to trade repositories (TRs) in order to improve transparency, mitigate systemic risk and protect against market abuse in the OTC derivatives markets.

Public Sector Debt Statistics: Guide for Compilers and Users

The Guide aims to improve the availability and international comparability of general government and public sector debt statistics, to inform policymakers, financial markets, and other users.

OECD/IOPS Good Practices on Pension Funds’ Use of Alternative Investments and Derivatives

The good practices reflect what pension regulatory and supervisory authorities usually expect to examine when assessing the risk management of pension funds that use alternative investments and derivatives.

Regulation of Nominee Accounts in Emerging Markets

This report intends to identify effective regulatory mechanisms and tools for the nominee account system, develop recommendations to better regulate nominee accounts and help regulators address relevant investor protection issues.

General Guidance for Developing Differential Premium Systems

This paper reviews the differential premiums systems used by deposit insurers and, where appropriate, suggests guidance in the form of principles and effective practices in order to enhance the differential premiums systems used by deposit insurers.

Regulatory Issues Raised by the Impact of Technological Changes on Market Integrity and Efficiency

These recommendations are aimed at promoting market integrity and efficiency and at mitigating the risks posed to the financial system by the latest technological developments including high frequency and algorithmic trading.

General Principles for Credit Reporting

Credit reporting systems are a key element of countries’ financial infrastructure. The General Principles (GPs) aim at strengthening credit reporting systems to effectively support the sound and fair extension of credit in an economy as the foundation for robust and competitive markets. To this end, the GPs promote safe and efficient credit reporting systems.