Archives - IOSCO - International Organization of Securities Commissions

• 10 November 2015 Standards for the Custody of Collective Investment Schemes’ Assets

  This report seeks to clarify, modernise and further develop standards for the custody of "Collective Investment Schemes assets" consistent with the IOSCO Principles, including standards relating to the custody of CIS assets and standards relating to the appointment and ongoing engagement of custodians.

  Content Type(s): Compendium Source(s): IOSCO Policy Area(s): Financial Regulation and Supervision Topic(s): Market Regulation

• 22 September 2015 Progress report on work to enhance CCP resilience

  FSB and SSBs publish update on progress in their joint workplan to make CCPs more resilient.

  Content Type(s): Press, Press Releases Source(s): BCBS, CPMI, FSB, IOSCO Policy Area(s): OTC Derivatives, Resolution and Crisis Management, SIFIs, Supervision and Risk Management

• 22 September 2015 2015 CCP Workplan

  The 2015 CCP Workplan agreed by the FSB and SSBs to ensure effective coordination of policy work to make CCPs more resilient.

  Content Type(s): Publications Source(s): BCBS, CPMI, FSB, IOSCO Policy Area(s): OTC Derivatives, Resolution and Crisis Management, SIFIs, Supervision and Risk Management

• 22 September 2015 Progress Report on the CCP Workplan

  The FSB and SSBs provide a progress report on work to enhance the resilience, recovery planning and resolvability of CCPs.

  Content Type(s): Publications Source(s): BCBS, CPMI, FSB, IOSCO Policy Area(s): OTC Derivatives, Resolution and Crisis Management, SIFIs, Supervision and Risk Management

• 7 August 2015 Post-Trade Transparency in the Credit Default Swaps Market

  This report seeks to analyze the potential impact of post-trade transparency in one particular OTC derivatives market: the CDS market.

  Content Type(s): Compendium Source(s): IOSCO Policy Area(s): Financial Regulation and Supervision Topic(s): Market Regulation

• 24 March 2015 Code of Conduct Fundamentals for Credit Rating Agencies

  The Code is intended to offer a set of robust, practical measures as a guide to and a framework for CRAs with respect to protecting the integrity of the rating process, ensuring that investors and issuers are treated fairly, and safeguarding confidential material information provided them by issuers.

  Content Type(s): Compendium Source(s): IOSCO Policy Area(s): Financial Regulation and Supervision Topic(s): Market Regulation

• 4 March 2015 FSB and IOSCO propose Assessment Methodologies for Identifying Non-Bank Non-Insurer Global Systemically Important Financial Institutions

  The FSB and the IOSCO are seeking comments on the revised proposal on assessment methodologies for identifying Non-Bank Non-Insurer Global Systemically Important Financial Institutions (NBNI G-SIFIs). Comments should be sent to [email protected] by 29 May 2015.

  Content Type(s): Press, Press Releases Source(s): FSB, IOSCO Policy Area(s): SIFIs

• 4 March 2015 Assessment Methodologies for Identifying Non-Bank Non-Insurer Global Systemically Important Financial Institutions

  This second consultative document sets out the revised proposal on the assessment methodologies for identifying Non-Bank Non-Insurer Global Systemically Important Financial Institutions (NBNI G-SIFIs). The FSB and IOSCO welcome comments sent to [email protected] by 29 May 2015.

  Content Type(s): Consultations, Publications Source(s): FSB, IOSCO Policy Area(s): Non-bank financial intermediation, SIFIs

• 26 February 2015 Public quantitative disclosure standards for central counterparties

  This document sets out the quantitative data that central counterparties (CCPs) should publish.

  Content Type(s): Compendium Source(s): CPMI, IOSCO Policy Area(s): Institutional and Market Infrastructure Topic(s): Market Regulation, Transparency and Disclosure

• 28 January 2015 Risk Mitigation Standards for Non-centrally Cleared OTC Derivatives

  The risk mitigation standards for non-centrally cleared over-the-counter (OTC) derivatives.

  Content Type(s): Compendium Source(s): IOSCO Policy Area(s): Financial Regulation and Supervision Topic(s): Market Regulation, Risk Management