17 November 2003
1 October 2003
These reports (issued in October 2003, Jun 2001 and Sep 1998) examine and provide guidance on issues relating to the impact of the Internet on securities regulation. They identify those Internet issues that should be addressed by each jurisdiction and provide guidelines on how to approach those issues.
25 September 2003
This document sets out principles that are intended to address key issues regarding analyst conflicts of interest.
21 September 2003
21 September 2003
At its meeting in September 2003, members were briefed on a work plan developed by the Joint Forum to address the FSF’s call for speedy action to close information gaps on CRT. The study will seek to gain a better understanding of the principal participants involved in the CRT market; the main risks incurred by […]
21 September 2003
At its meeting in September 2003, members were briefed on a work plan developed by the Joint Forum to address the FSF’s call for speedy action to close information gaps on CRT. The study will seek to gain a better understanding of the principal participants involved in the CRT market; the main risks incurred by […]
15 September 2003
10 September 2003
This document sets out principles for the activities of credit rating agencies (CRAs).
This document sets out 6 principles that should apply in fostering closer practical cooperation between supervisors so as to implement the New Accord as effectively and efficiently as possible.