Archives - Transparency and Disclosure
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4 November 2012 Principles for the Ongoing Disclosure of Asset-Backed Securities
The Principles for Ongoing Disclosure for Asset Backed Securities aim to enhance investor protection by providing guidance to regulators that are developing or reviewing their disclosure regimes for offerings and listings of asset backed securities. -
1 October 2012 Special Data Dissemination Standard Plus: SDDS Plus
The SDDS Plus is a third tier of the IMF's Data Standards Initiatives to address data gaps revealed during the global crisis. -
19 January 2012 Suspension of Redemptions in Collective Investment Schemes
Principles against which both the industry and regulators can assess the quality of regulation and industry practices concerning suspensions of redemptions. -
1 January 2012 Report on OTC Derivatives Data Reporting and Aggregation Requirements
Obligation of OTC derivatives contracts to be reported to trade repositories (TRs) in order to improve transparency, mitigate systemic risk and protect against market abuse in the OTC derivatives markets. -
1 September 2011 Principles for the Regulation and Supervision of Commodity Derivatives Markets
These principles are aimed at ensuring a globally consistent approach to the oversight of commodity derivatives markets which will deliver effective supervision, combat market manipulation and improve price transparency. -
1 May 2011 Principles to Address Dark Liquidity
These principles focus on a number of areas of regulatory concern which may adversely impact the market including transparency and price discovery, market fragmentation, knowledge of trading intentions, fair access; and the ability to assess actual trading volume in dark pools. -
1 February 2011 Principles on Point of Sale Disclosure
Principles that are designed to assist markets and market authorities when considering point of sale disclosure requirements for collective investment schemes (CIS). -
1 July 2010 Transparency of Structured Finance Products
IOSCO sets out a number of factors that are designed to assist market authorities when considering how to enhance post-trade transparency of SFPs in their respective jurisdictions. -
1 April 2010 Disclosure Principles for Public Offerings and Listings of Asset-Backed Securities
The disclosure topics highlighted in the ABS Disclosure Principles are intended as a starting point for consideration and analysis by securities regulators. -
1 February 2010 Principles for Periodic Disclosure by Listed Entities
Issuers should be required to make certain periodic reports, such as annual reports and other interim reports, in which certain prescribed disclosures must be provided at regular intervals to the public.
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