Report that analyses the interdependencies between CCPs, their clearing members and other financial service providers.
IOSCO
5 July 2017
1 July 2017
The purpose of this CPMI-IOSCO report is to provide guidance on certain principles and key considerations of the Principles for Financial Market Infrastructures (PFMI) relating to CCP financial risk management.
This IOSCO document sets out 38 Principles of securities regulation, which are based upon three objectives of securities regulation: protecting investors; ensuring that markets are fair, efficient and transparent; reducing systemic risk. This document is a revised version of the Principles adopted in 2010.
Summary of an FSB/IOSCO roundtable on compensation practices in the securities sector.
This CPMI-IOSCO report provides technical guidance to authorities to enable them to set rules on assigning uniform global Unique Transaction Identifiers (UTIs) to over-the-counter (OTC) derivatives transactions.
16 August 2016
An update on the FSB workplan to coordinate international policy work aimed at enhancing the resilience, recovery planning and resolvability of CCPs.
View the Standard The Cyber Guidance aims to add momentum to and instil international consistency in the industry’s ongoing efforts to enhance its cyber resilience. The Cyber Guidance aims to enhance the ability of Financial Market Infrastructures (FMIs) to pre-empt cyber-attacks, respond rapidly and effectively to them, and achieve faster and safer target recovery objectives […]
IOSCO releases second review of implementation of the Principles for Financial Benchmarks by Administrators.
10 November 2015
This report seeks to clarify, modernise and further develop standards for the custody of "Collective Investment Schemes assets" consistent with the IOSCO Principles, including standards relating to the custody of CIS assets and standards relating to the appointment and ongoing engagement of custodians.
22 September 2015
FSB and SSBs publish update on progress in their joint workplan to make CCPs more resilient.