Archives - IOSCO - International Organization of Securities Commissions
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5 July 2017 Analysis of Central Clearing Interdependencies
Report that analyses the interdependencies between CCPs, their clearing members and other financial service providers. -
1 July 2017 Resilience of central counterparties (CCPs): further guidance on the PFMI – final report
The purpose of this CPMI-IOSCO report is to provide guidance on certain principles and key considerations of the Principles for Financial Market Infrastructures (PFMI) relating to CCP financial risk management. -
31 May 2017 Objectives and Principles of Securities Regulation
This IOSCO document sets out 38 Principles of securities regulation, which are based upon three objectives of securities regulation: protecting investors; ensuring that markets are fair, efficient and transparent; reducing systemic risk. This document is a revised version of the Principles adopted in 2010. -
6 April 2017 FSB-IOSCO Roundtable on Compensation Practices in the Securities Sector
Summary of an FSB/IOSCO roundtable on compensation practices in the securities sector. -
1 February 2017 Harmonisation of the unique transaction identifier – technical guidance
This CPMI-IOSCO report provides technical guidance to authorities to enable them to set rules on assigning uniform global Unique Transaction Identifiers (UTIs) to over-the-counter (OTC) derivatives transactions. -
16 August 2016 Progress Report on the CCP Workplan
An update on the FSB workplan to coordinate international policy work aimed at enhancing the resilience, recovery planning and resolvability of CCPs. -
29 June 2016 Guidance on cyber resilience for financial market infrastructures
View the Standard The Cyber Guidance aims to add momentum to and instil international consistency in the industry's ongoing efforts to enhance its cyber resilience. The Cyber Guidance aims to enhance the ability of Financial Market Infrastructures (FMIs) to pre-empt cyber-attacks, respond rapidly and effectively to them, and achieve faster and safer target recovery objectives […] -
16 May 2016 Second Review of the Implementation of IOSCO’s Principles for Financial Benchmarks by Administrators of EURIBOR, LIBOR and TIBOR
IOSCO releases second review of implementation of the Principles for Financial Benchmarks by Administrators. -
10 November 2015 Standards for the Custody of Collective Investment Schemes’ Assets
This report seeks to clarify, modernise and further develop standards for the custody of "Collective Investment Schemes assets" consistent with the IOSCO Principles, including standards relating to the custody of CIS assets and standards relating to the appointment and ongoing engagement of custodians. -
22 September 2015 Progress report on work to enhance CCP resilience
FSB and SSBs publish update on progress in their joint workplan to make CCPs more resilient.