Publications

157 results

Principles for an Effective Risk Appetite Framework

This consultative document provides guidance on the key elements contained in an effective risk appetite framework. Comments should be sent to [email protected] by Monday 30 September 2013.

Thematic Review on Risk Governance

The report takes stock of risk governance practices at national authorities and firms, notes progress made since the financial crisis, identifies sound practices and sets out recommendations.

First FSB Workshop on Compensation Practices

The workshop focused on three main areas: alignment of compensation with ex-ante risk taking; alignment of compensation with performance; and the identification of material risk takers.

Progress Report on Increasing the Intensity and Effectiveness of SIFI Supervision

This report explores the progress made in improving supervisory practices to achieve more intense and effective supervision since the recent financial crisis.

National regulation and supervisory guidance on compensation

First progress report on compensation practices

This report describes the developments in implementing the FSB Principles and Standards (P&S) in their national regulation or supervisory guidance over the relatively short time period since the October 2011 thematic peer review.

The Bilateral Complaint Handling Process

Principles for Sound Residential Mortgage Underwriting Practices

In March 2011 the Financial Stability Board (FSB) published a thematic review of residential mortgage underwriting and origination practices. Based on the findings of the review, six recommendations were set out, one of which asked the FSB to develop an international principles-based framework for sound underwriting practices. After providing sufficient time for implementation, the FSB […]

Intensity and Effectiveness of SIFI Supervision: Progress report on implementing the recommendations on enhanced supervision

Increasing the intensity and effectiveness of supervision is a key component of the Financial Stability Board’s (FSB’s) efforts to reduce the moral hazard posed by systemically important financial institutions (the “SIFI framework”), along with requiring added capital loss absorbency and facilitating the orderly resolution of firms. On November 1, 2010 the FSB, in consultation with […]

Policy Measures to Address Systemically Important Financial Institutions

This document sets out the critical policy measures that form the parts of the FSB SIFI Framework. Full implementation is targeted for 2019.