Compendium of Standards
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15 December 2019 Consolidated Basel Framework - disclosure requirements (DIS)
This standard sets out disclosure requirements, which aim to encourage market discipline. -
15 December 2019 Consolidated Basel Framework - core principles for effective banking supervision (BCP)
The Basel Core Principles provide a comprehensive standard for establishing a sound foundation for the regulation, supervision, governance and risk management of the banking sector. -
15 December 2019 Consolidated Basel Framework - scope and definitions (SCO)
This standard describes the scope of application of the Basel Framework.
Last updated: December 2022 -
15 December 2019 Consolidated Basel Framework - definition of capital (CAP)
This standard describes the criteria that bank capital instruments must meet to be eligible to satisfy the Basel capital requirements, as well as necessary regulatory adjustments and transitional arrangements. -
13 December 2019 Recommendations for a framework assessing leverage in investment funds
Drawing on established national and regional regimes for measuring, collecting and analysing information related to leverage in funds, IOSCO has developed a two-step framework – the “Leverage Framework' – to facilitate more meaningful monitoring of leverage in funds for financial stability purposes in a consistent manner across jurisdictions. -
27 November 2019 Guiding principles for the operationalisation of a sectoral countercyclical capital buffer
These guiding principles are intended to support the implementation of a sectoral countercyclical capital buffer on a consistent basis across jurisdictions. -
14 November 2019 Insurance Core Principles, Standards, Guidance and Assessment Methodology
The IAIS has issued the Insurance Core Principles (ICPs) as the globally accepted framework for insurance supervision. The ICPs seek to encourage the maintenance of consistently high supervisory standards in IAIS member jurisdictions. A sound supervisory system is necessary for the protection of policyholders and promoting the stability of the financial system and should address the broad set of risks within, and posed by, the insurance sector. -
14 November 2019 Common Framework for the Supervision of Internationally Active Insurance Groups
The Common Framework for the Supervision of Internationally Active Insurance Groups (ComFrame) establishes supervisory standards and guidance focusing on the effective group-wide supervision of Internationally Active Insurance Groups (IAIGs). ComFrame is a comprehensive and outcome-focused framework aimed at facilitating effective group-wide supervision of IAIGs, by providing qualitative and (in a future phase) quantitative supervisory minimum requirements tailored to the international activity and size of IAIGs. -
14 November 2019 Application Paper on Recovery Planning
The Application Paper on Recovery Planning provides guidance with respect to supervisory material related to recovery planning in the Insurance Core Principles (ICPs) and the Common Framework for the Supervision of Internationally Active Insurance Groups (ComFrame). In particular, it is related to the material in ICP 16.15 and ComFrame 16.15.a and 16.15.b (ICP 16 Enterprise Risk Management for Solvency Purposes), and is also relevant to supervisory cooperation and coordination arrangements set out in ICP 23 (The Group-wide Supervisor) and ICP 25 (Supervisory Cooperation and Coordination). -
14 November 2019 Holistic Framework for the assessment and mitigation of systemic risk in the insurance sector (“Holistic Framework“)
In November 2019, the IAIS adopted the holistic framework for the assessment and mitigation of systemic risk in the insurance sector (“holistic framework'), for implementation from the beginning of 2020. The holistic framework is an integrated set of supervisory policy measures, a Global Monitoring Exercise, and implementation assessment activities.