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The good practices relate to –

Origination and refinancing based on sound business premise

  1. Debt repayment capacity assessment
  2. Dividend Recapitalisations
  3. Enterprise Values

EBITDA and loan documentation transparency

  1. EBITDA complexity and opacity
  2. Transparency on covenant limitations

Strengthening alignment of interest from loan origination to end investors

  1. Transparency and fairness during underwriting and syndication
  2. Alignment of interest between underwriting entities and investors

Addressing interests of different market participants throughout the intermediation chain

  1. Reducing restrictions on transferability of loans
  2. Managing conflicts of interest where Private Equity sponsors also act as lenders
  3. Managing conflicts of interest in management of CLOs

Disclosure of information on an ongoing basis

  1. Disclosure in CLOs
  2. Disclosure on underlying loans