Compendium

Strengthening governance frameworks to mitigate misconduct risk: a toolkit for firms and supervisors

This report provides a toolkit that firms and supervisors can use to mitigate misconduct risk.

Framework for supervisory stress testing of central counterparties (CCPs)

The supervisory stress testing framework is designed to support tests conducted by one or more authorities that examine the potential macro-level impact of a common stress event affecting multiple CCPs.

Harmonisation of critical OTC derivatives data elements (other than UTI and UPI) – technical guidance

This document provides technical guidance on the definition, format and allowable values of critical data elements of OTC derivative transactions, other than UTI and UPI (CDE), reported to trade repositories and important to aggregation by authorities.

Regulatory Reporting and Public Transparency in the Secondary Corporate Bond Markets

The recommendations emphasize the importance of ensuring the availability of corporate bond information, both to regulators in the form of reporting and to the public in the form of transparency requirements, thus enhancing pre-trade and post-trade transparency.

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