Archives - IOSCO - International Organization of Securities Commissions
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16 November 2012 Recommendations for Securitisation Regulation
The report makes a series of recommendations aimed at ensuring securitisation markets, including cross-border markets, develop on what IOSCO views as a sound and sustainable basis. The report also provides a very broad overview of the state of the securitization markets around the world. -
4 November 2012 Principles for the Ongoing Disclosure of Asset-Backed Securities
The Principles for Ongoing Disclosure for Asset Backed Securities aim to enhance investor protection by providing guidance to regulators that are developing or reviewing their disclosure regimes for offerings and listings of asset backed securities. -
2 October 2012 Principles for Oil Price Reporting Agencies
These principles detail a set of recommended practices for Price Reporting Agencies (PRAs) that produce assessments which are referenced by oil derivatives contracts. -
1 October 2012 Policy Recommendations for Money Market Funds
IOSCO's recommendations aim to provide common standards for the regulation and management of money market funds (MMFs) across jurisdictions, articulated around some key principles of maturity, liquidity and credit risk. In addition, the aim of these recommendations is to supplement the existing frameworks where IOSCO considers there is still room for further reforms and improvements. -
24 September 2012 Supervision of Financial Conglomerates
The Joint Forum's final report on Principles for the Supervision of Financial Conglomerates provides a set of principles which supersedes the compendium of principles on this topic developed in 1999 and published in 2001 by the Joint Forum ('the 1999 Principles'). -
3 June 2012 Regulation of Institutional Investors in Emerging Markets
This report makes recommendations to help emerging market regulators and policy makers develop and regulate institutional investors. -
1 June 2012 International Standards for Derivatives Market Intermediary Regulation
This report focuses on the regulation of Derivatives Market Intermediaries (DMIs). The recommendations in the report are intended to address: DMI obligations that should help mitigate systemic risks; requirements intended to manage counterparty risk; and protecting participants in the OTC derivatives markets from unfair, improper or fraudulent practices. -
1 May 2012 IOSCO Multilateral Memorandum of Understanding
This document is the basis for cooperation and exchange of information among IOSCO members and sets an international benchmark for cross-border cooperation. -
18 April 2012 Principles for Financial Market Infrastructures
This document contains 24 principles to be observed by financial market infrastructures (systemically important payment systems, central securities depositories, securities settlement systems, central counterparties and trade repositories) and five responsibilities of relevant authorities in regulating, supervising and overseeing these infrastructures. -
2 February 2012 Requirements for Mandatory Clearing
This report outlines recommendations that authorities should follow in establishing a mandatory clearing regime within their jurisdiction.