Archives - Market Regulation
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1 September 2017 Harmonisation of the unique product identifier – technical guidance
This CPMI-IOSCO report provides technical guidance to authorities to enable them to set rules on assigning uniform global Unique Product Identifiers (UPI) to products involved in OTC derivatives transactions. -
1 July 2017 Resilience of central counterparties (CCPs): further guidance on the PFMI – final report
The purpose of this CPMI-IOSCO report is to provide guidance on certain principles and key considerations of the Principles for Financial Market Infrastructures (PFMI) relating to CCP financial risk management. -
31 May 2017 Objectives and Principles of Securities Regulation
This IOSCO document sets out 38 Principles of securities regulation, which are based upon three objectives of securities regulation: protecting investors; ensuring that markets are fair, efficient and transparent; reducing systemic risk. This document is a revised version of the Principles adopted in 2010. -
1 February 2017 Harmonisation of the unique transaction identifier – technical guidance
This CPMI-IOSCO report provides technical guidance to authorities to enable them to set rules on assigning uniform global Unique Transaction Identifiers (UTIs) to over-the-counter (OTC) derivatives transactions.