Archives - Resolution/Crisis Management/Safety Nets

• 1 March 2015 Dealing with parties at fault in a bank failure and fraud in deposit insurance

  This paper examines existing international approaches and practices in the area of dealing with parties at fault in a bank failure and fraud in deposit insurance, considering various aspects of investigating and prosecuting actions and omissions that contributed to bank losses and failures.

  Content Type(s): Compendium Source(s): IADI Policy Area(s): Institutional and Market Infrastructure Topic(s): Resolution/Crisis Management/Safety Nets

• 6 November 2014 The G-SIB assessment methodology - score calculation

  This document further explains the methodology and the denominators used to calculate the scores for banks in the end-2013 exercise and the cut-off score that was used to identify the updated list of G-SIBs.

  Content Type(s): Compendium Source(s): BCBS Policy Area(s): Financial Regulation and Supervision Topic(s): Resolution/Crisis Management/Safety Nets

• 1 November 2014 IADI Core Principles for Effective Deposit Insurance Systems

  This standard serves as a benchmark for jurisdictions to assess the quality of their deposit insurance systems and for identifying gaps in their deposit insurance practices and measures to address them. It may also be used by the IMF and World Bank in the context of the Financial Sector Assessment Program (FSAP) to assess the effectiveness of jurisdictions deposit insurance systems and practices.

  Content Type(s): Compendium Source(s): IADI Policy Area(s): Institutional and Market Infrastructure Topic(s): Resolution/Crisis Management/Safety Nets

• 15 October 2014 Key Attributes of Effective Resolution Regimes for Financial Institutions

  The Key Attributes, adopted in 2011, set out the core elements that the FSB considers to be necessary for an effective resolution regime. This 2014 version provides additional guidance on implementing and interpreting the Key Attributes.

  Content Type(s): Compendium Source(s): FSB Policy Area(s): Institutional and Market Infrastructure Topic(s): Cooperation among Authorities, Legal Framework, Resolution/Crisis Management/Safety Nets

• 26 June 2014 Principles for effective supervisory colleges

  The Principles aim to promote and strengthen the operation of colleges and have been revised to reflect observations on best practice.

  Content Type(s): Compendium Source(s): BCBS Policy Area(s): Financial Regulation and Supervision Topic(s): Resolution/Crisis Management/Safety Nets, Risk Management

• 15 April 2014 Supervisory framework for measuring and controlling large exposures

  The purpose of large exposure limits is to constrain the maximum loss a bank could face in the event of a sudden failure of a counterparty or a group of connected counterparties and to help ensure the bank remains a going concern.

  Content Type(s): Compendium Source(s): BCBS Policy Area(s): Financial Regulation and Supervision Topic(s): Resolution/Crisis Management/Safety Nets, Risk Management

• 16 July 2013 Guidance on Recovery Triggers and Stress Scenarios

  The guidance focuses on the nature of stress scenarios and triggers for recovery actions and should assist authorities in their review of recovery plans consistent with the FSB Key Attributes of Effective Resolution Regimes for Financial Institutions ('Key Attributes').

  Content Type(s): Compendium Source(s): FSB Policy Area(s): Institutional and Market Infrastructure Topic(s): Resolution/Crisis Management/Safety Nets

• 16 July 2013 Guidance on Developing Effective Resolution Strategies

  This Guidance assists home and host authorities in meeting the resolution planning requirements under the FSB Key Attributes of Effective Resolution Regimes for Financial Institutions ('Key Attributes').

  Content Type(s): Compendium Source(s): FSB Policy Area(s): Institutional and Market Infrastructure Topic(s): Resolution/Crisis Management/Safety Nets

• 3 June 2013 General Guidance on Early Detection and Timely Intervention for Deposit Insurance Systems

  This paper examines the deposit insurer's role in early detection and timely intervention frameworks and, where appropriate, suggests guidance in order to enhance these frameworks.

  Content Type(s): Compendium Source(s): IADI Policy Area(s): Institutional and Market Infrastructure Topic(s): Resolution/Crisis Management/Safety Nets

• 14 May 2013 Enhanced Guidance for Effective Deposit Insurance Systems - Mitigating Moral Hazard

  This paper discusses moral hazard in the context of the deposit insurer and the financial safety net and suggests instruments and best practices that can mitigate moral hazard.

  Content Type(s): Compendium Source(s): IADI Policy Area(s): Institutional and Market Infrastructure Topic(s): Resolution/Crisis Management/Safety Nets