Archives - Supervision and Risk Management
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7 April 2014 FSB releases A Framework for Assessing Risk Culture and Progress Report on Enhanced Supervision
The FSB published today the following documents: A Framework for Assessing Risk Culture and Progress Report on Enhanced Supervision. -
7 April 2014 Guidance on Supervisory Interaction with Financial Institutions on Risk Culture: A Framework for Assessing Risk Culture
This paper identifies some foundational elements that contribute to the promotion of a sound risk culture within a financial institution. -
7 February 2014 Public responses to November 2013 consultative document Guidance on Supervisory Interaction with Financial Institutions on Risk Culture
Public comments received from 28 entities on the consultative document "Guidance on Supervisory Interaction with Financial Institutions on Risk Culture". -
15 January 2014 Senior Supervisors Group Progress Report on Counterparty Data
This report on counterparty data includes background of the project, reporting expectations, and observations by supervisors and from firms' self-assessments. -
18 November 2013 Principles for an Effective Risk Appetite Framework
The FSB Principles set out key elements for: (i) an effective risk appetite framework, (ii) an effective risk appetite statement, (iii) risk limits, and (iv) defining the roles and responsibilities of the board of directors and senior management. -
18 November 2013 Guidance on Supervisory Interaction with Financial Institutions on Risk Culture
This consultative documents seeks feedback on the foundational elements that contribute to the promotion of a sound risk culture within financial institutions. -
18 November 2013 FSB releases Guidance for More Effective Supervision of Risk Appetite and Risk Culture at Financial Institutions
The FSB seeks feedback on the draft guidance to assess risk culture by 31 January 2014. Responses should be sent to [email protected]. -
18 November 2013 FSB consults on Principles for an Effective Risk Appetite Framework
FSB seeks feedback on its principles to assess the effectiveness of firms' risk appetite frameworks. Responses to the consultation should be sent to [email protected] by Monday 30 September 2013. -
11 November 2013 2013 Update of Group of Global Systemically Important Banks (G-SIBs)
The FSB and the BCBS have updated the list of G-SIBs, using end-2012 data and an updated assessment methodology published by the BCBS in July 2013. -
14 October 2013 The Financial Crisis and Information Gaps – Fourth Implementation Progress Report
The report takes stock of the progress to date, describes implementation issues and the links with policy work and other initiatives, and outlines the strategy going forward.