Policy Documents
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9 March 2018 Supplementary Guidance to the FSB Principles and Standards on Sound Compensation Practices
Guidance on the use of compensation tools to address misconduct risk. -
9 March 2018 Supplementary Guidance to the FSB Principles and Standards on Sound Compensation Practices: Overview of responses to the consultation
Overview of responses to the FSB’s June 2017 consultation on its 'Supplementary Guidance to the FSB Principles and Standards on Sound Compensation Practices'. -
29 December 2017 Governance arrangements for the unique transaction identifier (UTI): Conclusions and implementation plan
Conclusions on governance arrangements and implementation plan for the UTI. -
6 July 2017 Guidance on Continuity of Access to Financial Market Infrastructures (FMIs) for a Firm in Resolution
Final guidance on continuity of access to FMIs to support the resolution planning work of authorities and firms. -
6 July 2017 Guiding Principles on the Internal Total Loss-Absorbing Capacity of G-SIBs (‘Internal TLAC’)
Final guiding principles on internal TLAC to support the implementation of the TLAC standard. -
5 July 2017 Guidance on Central Counterparty Resolution and Resolution Planning
Guidance issued as part of the workplan to strengthen the resilience, recovery and resolution of CCPs. -
25 January 2017 Non-cash Collateral Re-Use: Measure and Metrics
FSB sets out measure to quantify non-cash collateral re-use. -
12 January 2017 Policy Recommendations to Address Structural Vulnerabilities from Asset Management Activities
Recommendations focus on open-ended fund liquidity mismatch, investment fund leverage, operational risk and securities lending. -
19 October 2016 Key Attributes Assessment Methodology for the Banking Sector
A methodology for assessing the implementation of the Key Attributes of Effective Resolution Regimes for Financial Institutions in the banking sector. -
18 August 2016 Guidance on Arrangements to Support Operational Continuity in Resolution
FSB guidance on operational continuity in resolution to support the resolution planning work of authorities and firms.