Policy Documents

• 9 November 2015 Total Loss-Absorbing Capacity (TLAC) Principles and Term Sheet

  Final TLAC Principles and Term Sheet agreed by the FSB as part of measures to end too-big-to-fail.

  Content Type(s): Policy Documents, Publications, Reports to the G20 Source(s): FSB Policy Area(s): Resolution and Crisis Management, SIFIs

• 3 November 2015 Principles for Cross-border Effectiveness of Resolution Actions

  FSB publishes guiding principles on statutory and contractual mechanisms to give cross-border effect to resolution actions in accordance with the Key Attributes.

  Content Type(s): Policy Documents, Publications Source(s): FSB Policy Area(s): Resolution and Crisis Management, SIFIs

• 3 November 2015 Guidance on Cooperation and Information Sharing with Host Authorities of Jurisdictions where a G-SIFI has a Systemic Presence that are Not Represented on its CMG

  Guidance to ensure host regulators are given sufficient information by home regulators on SIFI resolution where a firm is systemic for a host market.

  Content Type(s): Policy Documents, Publications Source(s): FSB Policy Area(s): Resolution and Crisis Management, SIFIs

• 14 November 2014 FSB Review of the Structure of its Representation

  This report sets out measures to strengthen the voice of emerging market and developing economies in the FSB while also preserving the effectiveness of its decision making process.

  Content Type(s): Policy Documents, Publications Source(s): FSB Policy Area(s): EMDEs, Governance

• 15 October 2014 Key Attributes of Effective Resolution Regimes for Financial Institutions

  This version of the Key Attributes incorporates guidance on their application to non-bank financial institutions and on arrangements for information sharing to support the effective resolution.

  Content Type(s): Policy Documents, Publications Source(s): FSB Policy Area(s): Resolution and Crisis Management, SIFIs

• 7 April 2014 Progress Report on Increasing the Intensity and Effectiveness of Supervision

  This report takes stock of supervision practices prior to the crisis, takes stock of key changes in supervision practices, and identifies identifies areas where more work is needed.

  Content Type(s): Policy Documents, Progress Reports, Publications Source(s): FSB Policy Area(s): Supervision and Risk Management

• 7 April 2014 Guidance on Supervisory Interaction with Financial Institutions on Risk Culture: A Framework for Assessing Risk Culture

  This paper identifies some foundational elements that contribute to the promotion of a sound risk culture within a financial institution.

  Content Type(s): Policy Documents, Publications Source(s): FSB Policy Area(s): Supervision and Risk Management

• 18 November 2013 Principles for an Effective Risk Appetite Framework

  The FSB Principles set out key elements for: (i) an effective risk appetite framework, (ii) an effective risk appetite statement, (iii) risk limits, and (iv) defining the roles and responsibilities of the board of directors and senior management.

  Content Type(s): Policy Documents, Publications Source(s): FSB Policy Area(s): Supervision and Risk Management

• 29 August 2013 An Overview of Policy Recommendations for Shadow Banking

  Abstract At the 2011 Summit meeting in Cannes, the G20 Leaders agreed to develop policies to deal with the fault lines exposed by the financial crisis in that part of the financial system that extends credit but is outside the regular banking sector: the so-called "shadow banking system". Those fault lines centred on a heavy […]

  Content Type(s): Policy Documents, Progress Reports, Publications, Reports to the G20 Source(s): FSB Policy Area(s): Non-bank financial intermediation

• 29 August 2013 Policy Framework for Addressing Shadow Banking Risks in Securities Lending and Repos

  In response to its November 2012 consultative document 'A Policy Framework for Addressing Shadow Banking Risks in Securities Lending and Repos', the FSB received consultation responses from more than 50 respondents.

  Content Type(s): Policy Documents, Publications Source(s): FSB Policy Area(s): Non-bank financial intermediation