Policy Documents

• 12 January 2017 Policy Recommendations to Address Structural Vulnerabilities from Asset Management Activities

  Recommendations focus on open-ended fund liquidity mismatch, investment fund leverage, operational risk and securities lending.

  Content Type(s): Policy Documents, Publications Source(s): FSB Policy Area(s): Non-bank financial intermediation

• 19 October 2016 Key Attributes Assessment Methodology for the Banking Sector

  A methodology for assessing the implementation of the Key Attributes of Effective Resolution Regimes for Financial Institutions in the banking sector.

  Content Type(s): Policy Documents, Publications Source(s): FSB Policy Area(s): Resolution and Crisis Management, SIFIs

• 18 August 2016 Guidance on Arrangements to Support Operational Continuity in Resolution

  FSB guidance on operational continuity in resolution to support the resolution planning work of authorities and firms.

  Content Type(s): Policy Documents, Publications Policy Area(s): Resolution and Crisis Management, SIFIs

• 18 August 2016 Guiding principles on the temporary funding needed to support the orderly resolution of a global systemically important bank (“G-SIB”)

  FSB guiding principles on funding in resolution to ensure that temporary funding is available to enable the effective resolution of G-SIBs without bail-out by the public sector.

  Content Type(s): Policy Documents, Publications Policy Area(s): Resolution and Crisis Management, SIFIs

• 6 June 2016 Developing Effective Resolution Strategies and Plans for Systemically Important Insurers

  Guidance for authorities in planning resolution of systemically important insurers.

  Content Type(s): Policy Documents, Publications Source(s): FSB Policy Area(s): Resolution and Crisis Management, SIFIs

• 18 November 2015 Standards and Processes for Global Securities Financing Data Collection and Aggregation

  FSB standards and processes to allow the FSB to periodically collect aggregated data on securities financing transactions.

  Content Type(s): Policy Documents, Publications Source(s): FSB Policy Area(s): Non-bank financial intermediation

• 12 November 2015 Regulatory framework for haircuts on non-centrally cleared securities financing transactions

  FSB framework for numerical haircut floors to non-bank-to-non-bank securities financing transactions.

  Content Type(s): Policy Documents, Publications Source(s): FSB Policy Area(s): Non-bank financial intermediation

• 9 November 2015 Total Loss-Absorbing Capacity (TLAC) Principles and Term Sheet

  Final TLAC Principles and Term Sheet agreed by the FSB as part of measures to end too-big-to-fail.

  Content Type(s): Policy Documents, Publications, Reports to the G20 Source(s): FSB Policy Area(s): Resolution and Crisis Management, SIFIs

• 3 November 2015 Principles for Cross-border Effectiveness of Resolution Actions

  FSB publishes guiding principles on statutory and contractual mechanisms to give cross-border effect to resolution actions in accordance with the Key Attributes.

  Content Type(s): Policy Documents, Publications Source(s): FSB Policy Area(s): Resolution and Crisis Management, SIFIs

• 3 November 2015 Guidance on Cooperation and Information Sharing with Host Authorities of Jurisdictions where a G-SIFI has a Systemic Presence that are Not Represented on its CMG

  Guidance to ensure host regulators are given sufficient information by home regulators on SIFI resolution where a firm is systemic for a host market.

  Content Type(s): Policy Documents, Publications Source(s): FSB Policy Area(s): Resolution and Crisis Management, SIFIs