Policy Documents
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12 January 2017 Policy Recommendations to Address Structural Vulnerabilities from Asset Management Activities
Recommendations focus on open-ended fund liquidity mismatch, investment fund leverage, operational risk and securities lending. -
19 October 2016 Key Attributes Assessment Methodology for the Banking Sector
A methodology for assessing the implementation of the Key Attributes of Effective Resolution Regimes for Financial Institutions in the banking sector. -
18 August 2016 Guidance on Arrangements to Support Operational Continuity in Resolution
FSB guidance on operational continuity in resolution to support the resolution planning work of authorities and firms. -
18 August 2016 Guiding principles on the temporary funding needed to support the orderly resolution of a global systemically important bank (“G-SIB”)
FSB guiding principles on funding in resolution to ensure that temporary funding is available to enable the effective resolution of G-SIBs without bail-out by the public sector. -
6 June 2016 Developing Effective Resolution Strategies and Plans for Systemically Important Insurers
Guidance for authorities in planning resolution of systemically important insurers. -
18 November 2015 Standards and Processes for Global Securities Financing Data Collection and Aggregation
FSB standards and processes to allow the FSB to periodically collect aggregated data on securities financing transactions. -
12 November 2015 Regulatory framework for haircuts on non-centrally cleared securities financing transactions
FSB framework for numerical haircut floors to non-bank-to-non-bank securities financing transactions. -
9 November 2015 Total Loss-Absorbing Capacity (TLAC) Principles and Term Sheet
Final TLAC Principles and Term Sheet agreed by the FSB as part of measures to end too-big-to-fail. -
3 November 2015 Principles for Cross-border Effectiveness of Resolution Actions
FSB publishes guiding principles on statutory and contractual mechanisms to give cross-border effect to resolution actions in accordance with the Key Attributes. -
3 November 2015 Guidance on Cooperation and Information Sharing with Host Authorities of Jurisdictions where a G-SIFI has a Systemic Presence that are Not Represented on its CMG
Guidance to ensure host regulators are given sufficient information by home regulators on SIFI resolution where a firm is systemic for a host market.