Consultation Documents
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8 January 2014 Assessment Methodologies for Identifying Non-Bank Non-Insurer Global Systemically Important Financial Institutions
This consultative document sets out the proposed assessment methodologies for identifying NBNI G-SIFIs. The FSB and IOSCO welcome comments sent to [email protected] by 7 April 2014. -
18 November 2013 Guidance on Supervisory Interaction with Financial Institutions on Risk Culture
This consultative documents seeks feedback on the foundational elements that contribute to the promotion of a sound risk culture within financial institutions. -
28 August 2013 Assessment Methodology for Key Attributes of Effective Resolution Regimes for Financial Institutions
This consultative document aims to provide guidance on the assessment of a jurisdiction's compliance with the Key Attributes. Comments should be sent to [email protected] by 31 October 2013. -
12 August 2013 Application of the Key Attributes of Effective Resolution Regimes to Non-Bank Financial Institutions
This consultation document aims to assist implementation of the Key Attributes with respect to resolution regimes for non-bank financial institutions. Comments should be sent to [email protected] by 15 October 2013. -
12 August 2013 Information Sharing for Resolution Purposes
This consultative document sets out principles for national legal gateways and confidentiality regimes to allow the sharing of non-public information. Comments should be sent to [email protected] by 15 October. -
17 July 2013 Principles for an Effective Risk Appetite Framework
This consultative document provides guidance on the key elements contained in an effective risk appetite framework. Comments should be sent to [email protected] by Monday 30 September 2013. -
18 November 2012 A Policy Framework for Addressing Shadow Banking Risks in Securities Lending and Repos
This consultative document sets out recommendations for addressing financial stability risks in this area, including regulation of securities financing. Comments should be sent to [email protected] by 14 January 2013. -
18 November 2012 A Policy Framework for Strengthening Oversight and Regulation of Shadow Banking Entities
This consultative document sets out a policy framework to address shadow banking risks posed by non-bank financial entities other than MMFs. Comments should be sent to [email protected] by 14 January 2013. -
18 November 2012 Strengthening Oversight and Regulation of Shadow Banking: An Integrated Overview of Policy Recommendations
This consultative document contains an integrated view of the FSB's recommendations for strengthened oversight and regulation of shadow banking. Comments should be sent to [email protected] by 14 January 2013. -
2 November 2012 Making the Key Attributes Requirements Operational
This consultative documents seeks feedback on recovery triggers, resolution strategies, and identification of critical functions. Comments should be sent to [email protected] by 7 December 2012.