Archives - IOSCO - International Organization of Securities Commissions

• 24 June 2013 Principles for the Regulation of Exchange Traded Funds

  This report outlines a list of 9 principles against which both the industry and regulators can assess the quality of regulation and industry practices concerning Exchange Traded Funds (ETF). Generally, these principles reflect a common approach and are a practical guide for regulators and industry practitioners.

  Content Type(s): Compendium Source(s): IOSCO Policy Area(s): Financial Regulation and Supervision Topic(s): Governance, Market Regulation, Transparency and Disclosure