Publications
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29 August 2013 Policy Framework for Strengthening Oversight and Regulation of Shadow Banking Entities
This document sets out the final policy framework to address shadow banking risks posed by non-bank financial entities other than money market funds (MMFs) ("other shadow banking entities"). -
29 August 2013 Report to the G20 on Progress Toward Reducing Reliance and Strengthening Oversight of Credit Rating Agencies
This report summarises the main findings and recommendations of the interim peer review and updates on IOSCO's work to improve transparency and competition among CRAs. -
29 August 2013 Thematic Review of the FSB Principles for Reducing Reliance on CRA Ratings – Interim Report
The interim report includes a structured stock-taking of references to CRA ratings in national authorities' laws and regulations and of actions taken and underway to reduce those references. -
29 August 2013 Progress Report on the Oversight and Governance Framework for Financial Benchmark Reform
This report discusses work underway as at August 2013 under the auspices of the FSB to review major interest rate benchmarks. -
28 August 2013 Assessment Methodology for Key Attributes of Effective Resolution Regimes for Financial Institutions
This consultative document aims to provide guidance on the assessment of a jurisdiction's compliance with the Key Attributes. Comments should be sent to [email protected] by 31 October 2013. -
27 August 2013 Peer Review of the United States
This report examines topics that are relevant for financial stability and important for the US: systemic risk oversight arrangements; supervision and oversight of FMIs; and insurance supervision. -
26 August 2013 Second progress report on compensation practices
This report focuses on remaining gaps and impediments to full implementation of the FSB Principles and Standards (P&S) and describes some of the key challenges and evolving practices in this area. -
21 August 2013 2013 Progress Report on Implementation of the EDTF Principles and Recommendations
The EDTF provided a second progress report on the level and quality of implementation of the EDTF Principles and Recommendations. -
12 August 2013 Application of the Key Attributes of Effective Resolution Regimes to Non-Bank Financial Institutions
This consultation document aims to assist implementation of the Key Attributes with respect to resolution regimes for non-bank financial institutions. Comments should be sent to [email protected] by 15 October 2013. -
12 August 2013 Information Sharing for Resolution Purposes
This consultative document sets out principles for national legal gateways and confidentiality regimes to allow the sharing of non-public information. Comments should be sent to [email protected] by 15 October.