Archives - Transparency and Disclosure
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1 September 2011 Principles for the Regulation and Supervision of Commodity Derivatives Markets
These principles are aimed at ensuring a globally consistent approach to the oversight of commodity derivatives markets which will deliver effective supervision, combat market manipulation and improve price transparency. -
1 May 2011 Principles to Address Dark Liquidity
These principles focus on a number of areas of regulatory concern which may adversely impact the market including transparency and price discovery, market fragmentation, knowledge of trading intentions, fair access; and the ability to assess actual trading volume in dark pools. -
1 February 2011 Principles on Point of Sale Disclosure
Principles that are designed to assist markets and market authorities when considering point of sale disclosure requirements for collective investment schemes (CIS).