Archives - Risk Management
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23 November 2018 Recommendations for national supervisors: Reporting on the use of compensation tools to address potential misconduct risk
These Recommendations complement the FSB’s Supplementary Guidance to the FSB Principles and Standards on Sound Compensation Practices by setting out the types of data that can support improved monitoring by supervisory authorities on the use of compensation tools to address misconduct risk in significant financial institutions. -
20 April 2018 Strengthening governance frameworks to mitigate misconduct risk: a toolkit for firms and supervisors
This report provides a toolkit that firms and supervisors can use to mitigate misconduct risk. -
9 March 2018 Supplementary guidance to the FSB Principles and Standards on sound compensation practices
This supplementary guidance provides firms and supervisors with a framework to consider how compensation practices and tools, such as in-year bonus adjustments, malus or clawback, can be used to reduce misconduct risk and address misconduct incidents.