Archives - Prudential Supervision and Oversight
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18 November 2013 Principles for an Effective Risk Appetite Framework
The FSB Principles set out key elements for an effective risk appetite framework (RAF) and establish common definitions for terms used in risk appetite frameworks. The Principles aim to help enhance supervisory oversight of firms, in particular of SIFIs, and communication between supervisors and financial institutions. -
6 September 2013 G20/OECD High-Level Principles of Long-Term Investment Financing by Institutional Investors
The purpose of the G20/OECD High-Level Principles of Long-Term Investment Financing by Institutional Investors is to assist G20 and OECD countries and other interested economies to establish a framework for encouraging institutional investment in long-term assets. -
12 August 2013 Authorities' access to trade repository data
The purpose of the report is to provide guidance to trade repositories (TRs) and authorities on the principles that should guide authorities' access to data held in TRs for typical and non-typical data requests. -
18 July 2013 Global Systemically Important Insurers: Policy Measures
This standard contains a framework of policy measures that should be applied to insurers that are determined to be global systemically important insurers (G-SIIs).