Archives - Prudential Supervision and Oversight
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26 November 2009 Policy Framework for Effective and Efficient Financial Regulation
The Policy Framework offers a high-level set of principles for financial regulation, intended to support efforts to achieve stronger, more resilient financial systems. -
1 November 2009 IOPS Guidelines for Supervisory Intervention, Enforcement and Sanctions
These guidelines outline how pension supervisory authorities should apply their intervention, enforcement and sanction powers. -
1 September 2009 Principles and Implementation Standards for Sound Compensation Practices
The Principles and Standards for Sound Compensation Practices intend to reduce incentives towards excessive risk taking that may arise from the structure of compensation schemes for significant financial institutions. -
1 June 2009 Hedge Funds Oversight
This report contains six high level principles on the regulation of hedge funds including mandatory registration, appropriate disclosures and sharing of information. -
1 April 2009 Supervisory guidance for assessing banks' financial instrument fair value practices
The principles in this document promote strong governance processes around valuations; the use of reliable inputs and diverse information sources; the articulation and communication of valuation uncertainty to internal and external stakeholders; the allocation of sufficient banking and supervisory resources to the valuation process; independent verification and validation processes; consistency in valuation practices for risk management and reporting purposes, where possible; and strong supervisory oversight around bank valuation practices.