Archives - Consumer and Investor Protection
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30 April 2014 Point of Sale disclosure in the insurance, banking and securities sectors
The report identifies and assesses differences and gaps in regulatory approaches to point of sale (POS) disclosure for investment and savings products across the insurance, banking and securities sectors, and considers whether the approaches need to be further aligned across sectors. -
1 January 2014 Recommendations regarding the protection of client assets
This Report sets out eight Principles regarding the protection of client assets.