Archives - Financial Regulation and Supervision
-
1 October 2005 Anti-Money Laundering Guidance for Collective Investment Schemes
The document provides guidelines on how to apply global AMF/CFT standards to the operation of collective investment schemes (CIS). -
13 July 2005 Guidance on the estimation of loss given default (Reference to Paragraph 468 of the Basel II framework)
This document provides further clarification surrounding the quantification of loss-given-default (LGD) parameters used for Pillar 1 capital calculations.This guidance is not intended to amend the Revised Basel II Framework Document issued in June 2004 or to introduce any new rules. -
26 April 2005 Compliance and the compliance function in banks
This document provides basic guidance for banks and sets out banking supervisors' views on compliance in banking organisations. -
15 February 2005 Outsourcing in Financial Services
This document presents a set of principles to assist firms and regulators in considering their outsourcing activities