Policy Documents

• 21 June 2018 Funding Strategy Elements of an Implementable Resolution Plan

  Guidance to support the development of plans for G-SIB funding in resolution.

  Content Type(s): Policy Documents, Publications Source(s): FSB Policy Area(s): Resolution and Crisis Management, SIFIs

• 21 June 2018 Principles on Bail-in Execution

  Principles to assist authorities operationalise resolution strategies for global systemically important banks.

  Content Type(s): Policy Documents, Publications Source(s): FSB Policy Area(s): Resolution and Crisis Management, SIFIs

• 9 March 2018 Supplementary Guidance to the FSB Principles and Standards on Sound Compensation Practices

  Guidance on the use of compensation tools to address misconduct risk.

  Content Type(s): Policy Documents, Publications Source(s): FSB Policy Area(s): Compensation, Supervision and Risk Management

• 9 March 2018 Supplementary Guidance to the FSB Principles and Standards on Sound Compensation Practices: Overview of responses to the consultation

  Overview of responses to the FSB’s June 2017 consultation on its 'Supplementary Guidance to the FSB Principles and Standards on Sound Compensation Practices'.

  Content Type(s): Policy Documents, Publications Policy Area(s): Compensation, Supervision and Risk Management

• 29 December 2017 Governance arrangements for the unique transaction identifier (UTI): Conclusions and implementation plan

  Conclusions on governance arrangements and implementation plan for the UTI.

  Content Type(s): Policy Documents, Publications Source(s): FSB Policy Area(s): OTC Derivatives

• 6 July 2017 Guidance on Continuity of Access to Financial Market Infrastructures (FMIs) for a Firm in Resolution

  Final guidance on continuity of access to FMIs to support the resolution planning work of authorities and firms.

  Content Type(s): Policy Documents, Publications Source(s): FSB Policy Area(s): Resolution and Crisis Management, SIFIs

• 6 July 2017 Guiding Principles on the Internal Total Loss-Absorbing Capacity of G-SIBs (‘Internal TLAC’)

  Final guiding principles on internal TLAC to support the implementation of the TLAC standard.

  Content Type(s): Policy Documents, Publications Source(s): FSB Policy Area(s): Resolution and Crisis Management, SIFIs

• 5 July 2017 Guidance on Central Counterparty Resolution and Resolution Planning

  Guidance issued as part of the workplan to strengthen the resilience, recovery and resolution of CCPs.

  Content Type(s): Policy Documents, Publications, Reports to the G20 Source(s): FSB Policy Area(s): OTC Derivatives, Resolution and Crisis Management, SIFIs, Supervision and Risk Management

• 25 January 2017 Non-cash Collateral Re-Use: Measure and Metrics

  FSB sets out measure to quantify non-cash collateral re-use.

  Content Type(s): Policy Documents, Publications Source(s): FSB Policy Area(s): Non-bank financial intermediation

• 12 January 2017 Policy Recommendations to Address Structural Vulnerabilities from Asset Management Activities

  Recommendations focus on open-ended fund liquidity mismatch, investment fund leverage, operational risk and securities lending.

  Content Type(s): Policy Documents, Publications Source(s): FSB Policy Area(s): Non-bank financial intermediation