Compendium of Standards
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1 September 1998 Framework for Internal Control Systems in Banking Organisations
The paper describes the essential elements of a sound internal control system. The principles set out in the paper are intended to be of general application and supervisory authorities should use them in assessing their own supervisory methods and procedures for monitoring how banks structure their internal control systems. -
1 September 1998 International Disclosure Standards for Crossborder Offerings and Initial Listings by Foreign Issuers
These international disclosure standards reflect a consensus among securities regulators in the major capital markets as to the type of information that should be disclosed in cross-border offerings and listings of equity securities. The standards cover fundamental disclosure topics such as the description of the issuers' business, results of operations, management and the securities it plans to offer or list. -
1 November 1997 Principles for Record Keeping,Collection of Information, Enforcement Powers and Mutual Cooperation to Improve the Enforcement of Securities and Futures Laws,
The document sets out requirements for regulators on record keeping, collection of information, enforcement powers and mutual cooperation. -
1 October 1997 Tokyo Communiqué on Supervision of Commodity Futures Markets ("Tokyo Communiqué")
The document sets out an agreement among regulators on commodity futures markets' oversight. -
1 September 1997 Model Memorandum of Understanding
This Memorandum of Understanding (MoU) is designed to facilitate mutual assistance and the exchange of information on insurance matters between regulatory bodies in different jurisdictions. -
1 October 1996 The Supervision of Cross-border Banking
This Report is prepared in collaboration with the Offshore Group of Banking Supervisors with respect to the implementation of the Concordat. It provides twenty-nine recommendations aimed at reducing impediments to the effective supervision of cross-border banking. -
29 March 1996 Special Data Dissemination Standard (SDDS)
The SDDS serves to guide countries that have, or that might seek, access to international capital markets in the dissemination of economic and financial data to the public. -
1 September 1991 Principles of Memoranda of Understanding (MoU)
The Principles contained in this report provide a blueprint for use by securities and futures regulatory authorities in developing MoUs with their foreign counterparts. The Principles set high standards and goals to be incorporated into MOUs in a broad range of securities and futures matters. -
1 May 1983 Principles for the Supervision of Banks' Foreign Establishments (the Concordat)
This Report sets out principles governing the supervision of banks' foreign establishments by home and host banking supervisory authorities. It deals exclusively with their responsibilities for monitoring the prudential conduct and soundness of the business of banks' foreign establishments (May 1983).
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